CHECK REVIEW RESULTS

2014

Aug

Results of Classification Reviews – Aug 28, 2014

Fund: Antares Total Equity Pool Fund
Category Placement: Alternative Strategies

Fund: BlackRock Active Canadian Equity
Category Placement: Canadian Equity

Fund: Crystal Wealth ACM Growth
Category Placement: Global Equity

Fund: Crystal Wealth ACM Income
Category Placement: Canadian Neutral Balanced

Fund: DFS Beutel Goodman Fundamental Canadian Equity Fund
Category Placement: Canadian Equity

Fund: DFS BlackRock Global Real Estate Index
Category Placement: Real Estate Equity

Fund: DFS Hexavest Global Equities Hedged
Category Placement: Global Equity

Fund: Euro Banc Capital Securities Trust
Category Placement: Tactical Balanced

Fund: Fiera North American Market Neutral II
Category Placement: North American Equity

Fund: Fiera Private Infrastructure Fund
Category Placement: Miscellaneous – Income and Real Property

Fund: FirstAsset Hamilton Capital European Banks ETF
Category Placement: Financial Services Equity

Fund: Franklin Global Small-Mid Cap Fund
Category Placement: Global Small/Mid Cap Equity

Fund: JP Morgan Emerging Markets Fund
Category Placement: Emerging Markets Equity

Fund: KFL Partner’s Fund LP
Category Placement: Alternative Strategies

Fund: Lightwater Nimble Fund
Category Placement: Alternative Strategies

Fund: Manulife Global Dividend Fund
Category Placement: Global Equity
Fund: Manulife Global Strategic Balanced Yield Fund
Category Placement: Global Neutral Balanced

Fund: Manulife U.S. Regional Bank Trust
Category Placement: Financial Services Equity

Fund: MLI Multi-Manager Balanced
Category Placement: Global Equity Balanced

Fund: MLI Multi-Manager Canadian Bond
Category Placement: Canadian Fixed Income

Fund: MLI Multi-Manager Cdn Large Cap Core
Category Placement: Canadian Equity

Fund: MLI Multi-Manager Cdn Large Cap Growth
Category Placement: Canadian Equity

Fund: MLI Multi-Manager Cdn Large Cap Value
Category Placement: Canadian Equity

Fund: MLI Multi-Manager Cdn Small Cap Equity
Category Placement: Canadian Small/Mid Cap Equity

Fund: MLI Multi-Manager Global Equity
Category Placement: Global Equity

Fund: MLI Multi-Manager International Equity
Category Placement: International equity

Fund: MLI Multi-Manager U.S. Equity
Category Placement: U.S. Equity

Fund: PH&N LifeTime 2050 Fund
Category Placement: 2025+ Target Date Portfolio

Fund: RBC European Dividend Fund
Category Placement: European Equity

Fund: Sprott Bridging Income Fund
Category Placement: Alternative Strategies

Fund: TriDelta High Income Balanced
Category Placement: Global Neutral Balanced

Fund: Venator Partners Fund LP
Category Placement: Alternative Strategies

Jul

Results of Classification Reviews – Jul 24, 2014

Fund: Aston Hill Canadian Total Return Fund
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Crystal Enlightened Income Fund
Currently: Miscellaneous – Income & Real Property
Requested Category: High Yield Fixed Income
CIFSC Decision: Deferred

Fund: Fidelity Global Balanced Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Global Balanced Income Class
Currently: Global Equity Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Deffered

Fund: Front Street Global Opportunities Class
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Front Street U.S. Equity Class (formerly Front Street Value Class)
Currently: Miscellaneous – Other
Requested Category: North American Equity
CIFSC Decision: North American Equity

Fund: Mackenzie Investment Grade Floating Rate Fund
Currently: Global Fixed Income
Requested Category: Canadian Short-Term Fixed Income
CIFSC Decision: Canadian Short-Term Fixed Income

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Russell Global Unconstrained Bond Pool (formerly known as Russell Core Plus Fixed Income Pool)
Currently: Canadian Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: Sionna Opportunities Fund
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Jun

Results of Classification Reviews – Jun 26, 2014

Fund: Aston Hill Canadian Total Return Fund
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Focused Equity
CIFSC Decision: Deferred

Fund: Aston Hill Capital Growth
Currently: Alternative Strategies
Requested Category: US Equity
CIFSC Decision: U.S. Equity

Fund: Aurion Income Opportunities Fund
Currently: Alternative Strategies
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: CIBC Managed Aggressive Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Franklin Mutual US Shares Fund
Currently: Global Equity
Requested Category: US Equity
CIFSC Decision: U.S. Equity

Fund: Manulife Canadian Bond Plus Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Matco Energy Fund
Currently: Natural Resources Equity
Requested Category: Energy Equity
CIFSC Decision: Energy Equity

Fund: Redwood Pension Class Fund
Currently: Natural Resources
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

May

Results of Classification Reviews – May 29, 2014

Fund: Aston Hill Capital Growth Fund
Currently: Alternative Strategies
Requested Category: U.S. Equity
CIFSC Decision: Denied

Fund: Meritas Strategic Income Fund
Currently: Canadian Money Market
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Russell Multi-Asset Growth & Income
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Apr

Results of Classification Reviews – Apr 24, 2014

Fund: Aston Hill Short-Term Income Fund
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: Exemplar Leaders Fund
Currently: Alternative Strategies
Requested Category: North American Equity
CIFSC Decision: Canadian Focused Equity

Fund: Manulife Canadian Bond Plus Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: Russell Multi-Asset Growth & Income
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Mar

Results of Classification Reviews – Mar 27, 2014

Fund: Allegro Moderate Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Alto Moderate Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Global Opportunities Class
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Manulife Canadian Bond Plus Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: Manulife Vaue Balanced Fund
Currently: Global Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Marquest Focus Fund
Currently: Alternative Strategies
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend and Income Equity
CIFSC Decision: Denied

Fund: NEI Ethical Balanced Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Sun Life Granite Aggressive Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Sun Life Granite Balanced Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Sun Life Granite Conservative Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Sun Life Granite Growth Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Sun Life Granite Moderate Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Trimark Canadian Endeavour Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Denied

Feb

Results of Classification Reviews – Feb 27, 2014

Fund: Brandes Corporate Focus Bond Fund (Hedged/Unhedged)
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: Front Street Global Opportunities Class
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: Investment Partners Fund
Currently: Global Equity
Requested Category: Canadian Balanced
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Manulife Balanced Income Private Trust/Pool
Currently: Canadian Fixed Income Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced
Fund: Manulife Global Managed Volatility Fund
Currently: Global Equity
Requested Category: Global Balanced
CIFSC Decision: Tactical Balanced

Fund: Purpose High Interest Savings ETF (PSA)
Currently: Miscellaneous – Income & Real Property
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: Purpose Tactical Hedged Equity Fund ETF (PHE)
Currently: Alternative Strategies
Requested Category: U.S. Equity
CIFSC Decision: Alternative Strategies

Fund: RBC Target 2017 Corporate Bond Index ETF (RQE)
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Jan

Results of Classification Reviews – Jan 23, 2014

Fund: Symmetry Conservative Income Portfolio Class
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

2013

Dec

Results of Classification Reviews – Dec 19, 2013

Fund: O’Leary Global Dividend Fund
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Nov

Results of Classification Reviews – Nov 28, 2013

Fund: Trapeze Value Class
Currently: North American Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Oct

Results of Classification Reviews – Oct 24, 2013

Fund: Allegro Moderate Conservative Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Alto Moderate Conservative Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Aston Hill Capital Growth Class
Currently: North American Equity
Requested Category: Alternative Strategies
CIFSC Decision: Alternative Strategies

Fund: Dynamic Investment Grade Floating Rate Fund
Currently: Global Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: Dynamic Short Term Bond Fund
Currently: Global Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: iProfile Canadian Equity Pool
Currently: Miscellaneous – Undisclosed
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: iProfile Emerging Markets Pool
Currently: Miscellaneous – Undisclosed
Requested Category: Emerging Markets Equity
CIFSC Decision: Emerging Markets Equity

Fund: iProfile Fixed Income Pool
Currently: Miscellaneous – Undisclosed
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: iProfile International Equity Pool
Currently: Miscellaneous – Undisclosed
Requested Category: International Equity
CIFSC Decision: International Equity

Fund: NexGen Corporate Bond Registered fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Renaissance Canadian Growth Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Renaissance Canadian Monthly Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Trapeze Value Class
Currently: North American Equity
Requested Category: Global Equity
CIFSC Decision: Deferred

Sep

Results of Classification Reviews – Sep 26, 2013

Fund: Mackenzie Global Small Cap Growth Class
Currently: North American Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: Mackenzie U.S. Growth Class
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Trapeze Value Class
Currently: Canadian Focused Equity
Requested Category: Global Equity
CIFSC Decision: North American Equity

Aug

Results of Classification Reviews – Aug 22, 2013

Fund: BMO Global Dividend Fund
Currently: U.S. Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: BMO Tactical Dividend ETF Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Fidelity NorthStar Currency Neutral Class
Currently: Global Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: Leith Wheeler Income Advantage Fund
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Manulife Dollar Cost Averaging Fund
Currently: Canadian Synthetic Money Market
Requested Category: Miscellaneous – Other
CIFSC Decision: Miscellaneous – Other

Fund: Palos Equity Income Fund – Series A
Currently: Alternative Strategies
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Focused Equity

Jul

Results of Classification Reviews – Jul 23, 2013

Fund: Franklin Income Fund
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Global Opportunities Class
Currently: Miscellaneous – Other
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Front Street Growth and Income Class
Currently: Alternative Strategies
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Manulife Canadian Stock Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Manulife Diversified Income Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Jun

Results of Classification Reviews – Jun 26, 2013

Fund: Dynamic Blue Chip US Balanced Class
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Diversified Income Class
Currently: Miscellaneous – Other
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Deferred

Fund: Front Street Global Opportunities Class
Currently: Miscellaneous – Other
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: Zechner High Income Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Neutral Balanced Fund
CIFSC Decision: Canadian Neutral Balanced

Fund: LDIC North American Energy Infrastructure Fund (Class A and F)
Currently: Natural Resource Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Deferred

Fund: Sionna Canadian Equity Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

May

Results of Classification Reviews – May 23, 2013

Fund: Capital International – Canadian Core Plus Fixed Income
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Dynamic Income Growth Opportunities Class
Currently: Canadian Focused Equity
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Franklin Bissett Canadian All Cap Balanced Fund
Currently: Canadian Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: NEI Northwest Emerging Markets Fund
Currently: International Equity
Requested Category: Emerging Markets Equity
CIFSC Decision: Emerging Markets Equity

Apr

Results of Classification Reviews – Apr 25, 2013

Fund: IA Clarington Sarbit Activist Opportunities Class
Currently: Canadian Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Manulife Balanced Equity Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Manulife Balanced Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: RBC Private Canadian Corporate Bond Pool
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Private Canadian Growth and Income Equity Pool
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Westwood Global Dividend Fund
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Mar

Results of Classification Reviews – Apr 25, 2013

Fund: IA Clarington Sarbit Activist Opportunities Class
Currently: Canadian Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Manulife Balanced Equity Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Manulife Balanced Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: RBC Private Canadian Corporate Bond Pool
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Private Canadian Growth and Income Equity Pool
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Westwood Global Dividend Fund
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Feb

Results of Classification Reviews – Feb 28, 2013

Fund: Altamira Preferred Equity Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: NEI Ethical Canadian Dividend Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Russell Focused Canadian Equity Class
Currently: U.S. Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Jan

Results of Classification Reviews – Jan 22, 2013

Fund: Fidelity U.S. Monthly Income Fund
Currently: U.S. Equity
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: First Asset Resource Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Natural Resources Equity
CIFSC Decision: Natural Resources Equity

Fund: Norrep US Class
Currently: U.S. Small/Mid Cap Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: SLI Canadian Value Equity Pooled
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

2012

Dec

Results of Classification Reviews – Dec 20, 2012

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small / Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Russell LifePoints Fixed Income Portfolio
Currently: Canadian Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Nov

Results of Classification Reviews – Nov 22, 2012

Fund: MIDDLEFIELD CANADIAN DIVIDEND GROWTH CLASS
Currently: Natural Resources Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Middlefiled Canadian High Yiled Class
Currently: Canadian Equity Balanced
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Standard Life Balanced
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Equity Balanced

Fund: Fidelity Asset Allocation Private Pool
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Fidelity Asset Allocation Currency Neutral
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Oct

Results of Classification Reviews – Oct 25, 2012

Fund: Canoe Canadian Equity Class
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Fidelity Concentrated Value Private Pool
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Sep

Results of Classification Reviews – Sep 27, 2012

Fund: BMO Enhanced Equity Income Fund Series A
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: BMO Target Enhanced yield Series A
Currently: Tactical Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Mackenzie Universal Canadian Shield Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Matrix Covered Call Canadian Banks Plus Corp Class Fund
Currently: Alternative Strategy
Requested Category: Financial Services Equity
CIFSC Decision: Financial Services Equity

Fund: Professionals’ Balanced Growth Fund
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Aug

Results of Classification Reviews – Aug 23, 2012

Fund: O’Leary Canadian Bond Yield Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: NexGen Corporate Bond Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Canoe Energy Income Class
Currently: Canadian Equity Balanced
Requested Category: Natural resources Equity
CIFSC Decision: Natural resources Equity

Fund: Aston Hill Strategic Yield
Currently: High Yield Fixed Income
Requested Category: Alternative Strategies
CIFSC Decision: Alternative Strategies

Jul

Results of Classification Reviews – Jul 26, 2012

Fund: O’Leary US Strategic Yield Fund
Currently: U.S. Equity
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: O’Leary Canadian Bond Yield Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: BMO Emerging Markets Bond hedged to CAD Index ETF
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Denied

Fund: Trimark Global Endeavour Fund
Currently: Global Small/Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Jun

Results of Classification Reviews – Jun 28, 2012

Fund: Aston Hill Growth & Income
Currently: Global Neutral Balanced
Requested Category: Alternative Strategies
CIFSC Decision: Alternative Strategies

Fund: Aston Hill Strategic Yield
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Deferred

Fund: BMO Laddered Corporate Bond Fund
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: DynamicEdge Conservative Class Portfolio
Currently: Canadian Equity Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: DynamicEdge Defensive Portfolio
Currently: Canadian Fixed Income Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Trimark Diversified Yield Class
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

May

Results of Classification Reviews – May 24, 2012

Fund: Aston Hill Growth & Income
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Denied

Fund: C.F.G. Heward Canadian Dividend Growth
Currently: Misc – Undisclosed Holdings
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Professionals Balanced Fund
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Trimark Canadian Opportunity Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Apr

Results of Classification Reviews – Apr 26, 2012

Fund: Castlerock Canadian Growth Companies
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: CC&L Balanced Growth
Currently: Canadian Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: CC&L Diversified Income
Currently: Canadina Fixed Income Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: CC&L Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Crystal Enlightened Resource & Precious Metal Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Precious Metals Equity
CIFSC Decision: Precious Metals Equity

Fund: Empire Balanced Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Empire Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Empire Moderate Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Mar

Results of Classification Reviews – Mar 23, 2012

Fund: Business Cycle Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Horizons BetaPro COMEX Gold Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons BetaPro COMEX Lng Gold/Sh Silv
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro COMEX Long Sivler/Short Gold ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro COMEX Silver Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons BetaPro Long Crude Oil/Short Natual Gas ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro NYMEX Crude Oil Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons BetaPro NYMEX Long Nat Gas/Short Oil ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro NYMEX Natural Gas Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons Enhanced Inc Energy ETF
Currently: Alternative Strategies
Requested Category: Natural Resources Equity
CIFSC Decision: Denied

Fund: Horizons Enhanced Income Gold Producers ETF
Currently: Alternative Strategies
Requested Category: Precious Metals Equity
CIFSC Decision: Denied

Fund: Horizons Floating Rate Bond ETF
Currently: Miscellaneous – Income & Real Property
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Denied

Fund: Horizons Gartman ETF Comm
Currently: Miscellaneous – Other
Requested Category: Global Equity
CIFSC Decision: Alternative Strategy

Fund: Horizons Income Plus ETF Comm
Currently: Alternative Strategies
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: Horizons S&P/TSX 60 130/130 ETF
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Horizons S&P/TSX 60 Equal Weight ETF
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Horizons Seasonal Rotation ETF Comm
Currently: Alternative Strategies
Requested Category: Miscellaneous – Sector Equity
CIFSC Decision: Denied

Fund: Horizons U.S. Dollar Currency ETF
Currently: Miscellaneous – Other
Requested Category: U.S. Money Market
CIFSC Decision: Denied

Fund: IA Clarington Strategic Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Mackenzie Cundill Canadian Balanced
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Manulife Global Small Cap Balanced Fund
Currently: Global Small/Mid Cap Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: MGS Advantage
Currently: Miscellaneous – Other
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: RBC Short Term Income Class
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Feb

Results of Classification Reviews – Feb 23, 2012

Fund: Business Cycle Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deffered

Fund: Mackenzie Cundill American Class
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: Approved

Fund: Mackenzie Sentinel Global Bond Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Approved

Fund: Quotential Balanced Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Trimark Canadian Plus Dividend Class
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Approved

Jan

Results of Classification Reviews – Jan 26, 2012

Fund: Crystal Wealth Strategic Yield Media Fund
Currently: Miscellaneous – Other
Requested Category: High Yield Fixed Income
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: Greystone Real Estate
Currently: Miscellaneous – Other
Requested Category: Miscellaneous – Income & Real Property
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: IA Global Real Estate (BNP Paribas)
Currently: Miscellaneous – Other
Requested Category: Miscellaneous – Income & Real Property
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: Ideal Corporate High Yield Bond Fund (will be rename Ideal Corporate Bond Fund in February 2012)
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Ideal Dividend Income Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Ideal Moderate Portfolio
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Ideal Select Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Mackenzie Maxxum All-Canadian Equity Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Mackenzie Universal All-Canadian Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Pender Balanced Fund
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Pender Canadian Equity Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: RBC Target 2013 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2014 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2015 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2016 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2017 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Target 2018 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Target 2019 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Target 2020 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Russell Global High Income Bond Pool
Currently: Global Fixed Income
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Russell LifePoints Conservative Income Portfolio
Currently: Canadian Equity
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Russell LifePoints Fixed Income Portfolio
Currently: Canadian Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Standard Life Real Estate
Currently: Miscellaneous – Other
Requested Category: Miscellaneous – Income & Real Property
CIFSC Decision: Miscellaneous – Income & Real Property

2011

Dec

Results of Classification Reviews – Dec 15, 2011

Fund: Acuity Fixed Income
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: ASTRA Celestia Aggressive
Currently: Canadian Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: ASTRA Celestia Balanced
Currently: Canadian Equity
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: BlueBay Global Monthly Income Fund
Currently: Global Fixed Income
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Manulife Strategic Income
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: RBC North American Dividend Fund
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Sun Life BlackRock Canadian Equity Fund
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Nov

Results of Classification Reviews – Nov 24, 2011

Fund: ASTRA Celestia Growth
Currently: Canadian Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Canoe ‘GO CANADA’ Canadian Asset Allocation CL A
Currently: Canadian Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Leith Wheeler Income Advantage Fund
Currently: Canadan Fixed Income
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Mac Symmetry Registered Fixed Income
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: Nexgen Canadian Cash Tax Managed Fund
Currently: Alternative Strategies
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Synthetic Money Market

Fund: Omega Preferred Equity Fund
Currently: Canadian Dividend & Income Equity
Requested Category: High Yield Fixed Income
CIFSC Decision: Deferred

Fund: Russell Smaller Companies Pool
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Oct

Results of Classification Reviews – Oct 27, 2011

Fund: IA Clarington Strategic Equity Income Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Denied

Fund: IA Clarington Strategic Income Fund
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Mackenzie Saxon Dividend Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Meritas Income & Growth Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Pinnacle Income (Pooled Fund) MFID 108717
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Sep

Results of Classification Reviews – Sep 22, 2011

Fund: Bissett Canadian High Dividend Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: Canadian Energy Convertible Debenture Fund
Currently: Miscellaneous – Other
Requested Category: Canadian Fixed Income
CIFSC Decision: Miscellaneous – Income and Real Property

Fund: OceanRock Balanced Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Aug

Results of Classification Reviews – Aug 25, 2011

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Scotia Income Advantage Fund
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Jul

Results of Classification Reviews – Jul 28, 2011

Fund: BMO Emerging Market Bond Hedged to CAD Index ETF
Currently: Miscellaneous – Income & Real Property
Requested Category: Global Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: BMO Precious Metals Commodities Index ETF
Currently: Precious Metals Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: Caldwell Global Financial Services Fund
Currently: Miscellaneous – Sector Equity
Requested Category: Financial Services Equity
CIFSC Decision: Financial Services Equity

Fund: Creststreet Alternative Energy Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Alternative Strategies

Fund: Creststreet Resource Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Natural Resources Equity
CIFSC Decision: Natural Resources Equity

Fund: Manulife Canadian Opportunities Balanced Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Meritas International Equity Fund
Currently: Global Equity
Requested Category: International Equity
CIFSC Decision: International Equity

Fund: Meritas Monthly Dividend and Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: OceanRock Canadian Equity
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: OceanRock Growth & Income Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: OceanRock Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: OceanRock Income & Growth Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: OceanRock International Equity Fund
Currently: Global Equity
Requested Category: International Equity
CIFSC Decision: International Equity

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Jun

Results of Classification Reviews – Jun 23, 2011

Fund: Canada Life Managed S-35
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Exemplar Canadian Focus Portfolio
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Fidelity Balanced Income Currency Neutral Private Pool
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Fidelity Balanced Income Private Pool
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Fidelity ClearPath 2005 Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Formula Growth Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: U.S. Small/Mid Cap Equity

Fund: Hillsdale Canadian Core Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Hillsdale Enhanced Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Alternative Strategies

Fund: Hillsdale Global Long/Short Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Alternative Strategies
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Jov Conservative ETF Portfolio
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Tactical Balanced

Fund: Jov Growth ETF Portfolio
Currently: Tactical Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Tactical Balanced

Fund: Jov Income & Growth ETF Portfolio
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Tactical Balanced

Fund: Mac Focus All-Canadian Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity
Fund: Mac Ivy All-Canadian Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Northwest Specialty Innovations Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Science & Technology Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Standard Life Global Monthly Income
Currently: Global Neutral Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

May

Results of Classification Reviews – May 26, 2011

Fund: Canada Life Managed S-35
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Denied
Fund: Creststreet Alternative Energy Fund
Currently: Miscellaneous – Sector Equity
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Creststreet Dividend & Income Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Creststreet Resource Fund
Currently: Canadian Equity
Requested Category: Natural Resources Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Exemplar Canadian Focus Portfolio
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: Exemplar Global Opportunities Portfolio
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Fidelity Tactical Strategies Fund
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Denied

Fund: Harbour Growth & Income Fund
Currently: Canadian Focused Equity
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Hillsdale Canadian Core Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Hillsdale Enhanced Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Hillsdale Global Long/Short Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Alternative Strategies
CIFSC Decision: Deferred

Fund: Matrix International Balanced Fund
Currently: Global Fixed Income Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: O’Leary Canadian Bond Yield Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: denied

Fund: RBC Canadian Equity Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Apr

Results of Classification Reviews – Apr 28, 2011

Fund: BMO Agriculture Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: BMO Base Metals Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: BMO Energy Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: BMO Precious Metals Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Precious Metals Equity
CIFSC Decision: Miscellaneous – Commodity

Fund: Crystal Enhanced Mortgage Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: IFM Monitored World Equity
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Invesco Intactive Balanced Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Jarislowsky Fraser Select Canadian Equity Fund
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Matrix International Balanced Fund
Currently: Global Fixed Income Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: deferred

Fund: Norrep Income Growth Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: OceanRock US Equity Fund
Currently: Global Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity
Fund: Omega Consensus American Equity Fund
Currently: U.S. Small/Mid Cap Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Small/Mid Cap Equity

Fund: Palos Equity Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Equity Balanced
CIFSC Decision: Deferred

Fund: Standard Life Corporate High Yield Bond Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: The Investment Partners Fund
Currently: Canadian Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Mar

Results of Classification Reviews – Mar 24, 2011

Fund: Investment Partners Fund
Currently: Canadian Equity
Requested Category: Global Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Matrix International Balanced Fund
Currently: Global Fixed Income Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Deferred

Feb

Results of Classification Reviews – Feb 24, 2011

Fund: AGF Canadian Growth Equity Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Bissett Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: Bissett U.S. Focus Corporate Class
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Bodnar Canadian Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Bodnar Fixed Income Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Desjardins Dividend Growth Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: FI Capital Canadian Small Cap Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: FI Capital SRI (Socially Responsible Fund) Canadian Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: FI Capital SRI (Socially Responsible Invts.) Enhanced Income Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Invesco Emerging Markets Debt Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: National Bank Multiple Asset Class basket Private Pool
Currently: Canadian Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: National Bank US Growth Income Basket Private Pool
Currently: International Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Norrep Income Growth Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity Balanced
CIFSC Decision: Denied

Fund: Sprott Diversified Yield Fund
Currently: Miscellaneous – Income and Real Property
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Sprott Tactical Balanced Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Webb Enhanced Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Jan

Results of Classification Reviews – Jan 27, 2011

Fund: Acuity Fixed Income Fund
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: CI Signature Gold Corporate Class A
Currently: Precious Metals Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: CIBC Managed Aggressive Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity
Fund: CIBC Managed Income Plus Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Claymore Advantaged High Yield Bond ETF
Currently: Miscellaneous – Income and Real Property
Requested Category: High Yield Fixed Income
CIFSC Decision: Deferred

Fund: Claymore Global Monthly Advantaged Dividend ETF
Currently: Canadian Small/Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: Fidelity Income Allocation Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Front Street Small Cap Fund
Currently: Miscellaneous – Other
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Natural Resources Equity

Fund: OceanRock Canadian Equity Fund
Currently: Global Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: OceanRock International Equity Fund
Currently: Global Equity
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: OceanRock US Equity
Currently: Global Equity
Requested Category: U.S. Equity
CIFSC Decision: Deferred

Fund: RBC Canadian Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Income Trust Equity
CIFSC Decision: Canadian Equity

Fund: RBC Global Corporate Bond Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

2010

Dec

Results of Classification Reviews – Dec 16, 2010

Fund: Caldwell Meisels Canada Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Fidelity Dividend Plus Fund
Currently: Canadian Income Trust Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: GBC Canadian Bond Fund
Currently: Canadian Equity
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: GBC Growth & Income Fund
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: GBC North American Growth Fund
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Investors Canadian Equity Income Fund
Currently: Canadian Income Trust Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Mac Saxon High Income Fund
Currently: Canadian Income Trust Equity
Requested Category: Canadian Dividend and Income Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: ROI Canadian Top 30 Small Cap
Currently: Canadian Equity
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: ROI High Yield Private Placement
Currently: Miscellaneous – Other
Requested Category: Canadian Fixed Income
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: ROI Private Placement Fund
Currently: Miscellaneous – Other
Requested Category: Canadian Fixed Income
CIFSC Decision: Miscellaneous – Income & Real Property

Nov

Results of Classification Reviews – Nov 25, 2010

Fund: Barometer Tact Exchange Traded Pool
Currently: International Equity
Requested Category: Tactical Balanced
CIFSC Decision: Deferred

Fund: Bissett U.S. Focus Fund
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: IA Clarington Canadian Balanced Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: IA Clarington Canadian Growth Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Deffered

Fund: Matrix Monthly Pay Fund
Currently: Canadian Small /Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Matrix Tax Deferred Income Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: RBC Emerging Markets Bond Fund
Currently: Miscellaneous – Income and Real Property
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Sentry Canadian Income Fund
Currently: Canadian Income Trust Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Oct

Results of Classification Reviews – Oct 28, 2010

Fund: AGF Elements Conservative Portfolio MF Series
Currently: Global Fixed Income Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: BMO Nesbitt Burns Balanced Portfolio Fund
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Deferred

Fund: Enhanced Income Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Alternative Strategies

Fund: MFC Global Canadian Universe Core Plus Fixed Income
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: Qwest Energy Canadian Resource Class
Currently: Miscellaneous – Sector Equity
Requested Category: Natural Resources Equity
CIFSC Decision: Natural Resources Equity

Sep

Results of Classification Reviews – Sept 23, 2010

Fund: Cambridge Canadian Asset Allocation Corporate Class
Currently: Canadian Focused Equity
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Desjardins Completion Investment Fund
Currently: Miscellaneous – Income and Real Property
Requested Category: Miscellaneous – Other
CIFSC Decision: Denied

Fund: Galileo Small/Mid Cap
Currently: Canadian Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Deffered

Fund: GBC Canadian Bond Fund
Currently: Miscellaneous – Other
Requested Category: Canadian Fixed Income
CIFSC Decision: Deffered

Fund: GBC Growth and Income Fund
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Deffered

Fund: GBC North American Growth Fund Inc.
Currently: North American Equity
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: Deffered

Fund: NexGen Canadian Diversified Income Registered Fund
Currently: North American Equity
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: NexGen Canadian Diversified Income Tax Managed Fund
Currently: North American Equity
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Webb Enhanced Growth Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: North American Equity
CIFSC Decision: North American Equity

Aug

Results of Classification Reviews – Aug 26, 2010

Fund: AGF Aggressive U.S. Growth Fund
Currently: North American Equity
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: U.S. Small/Mid Cap Equity

Fund: AGF Inflation Plus Bond Fund
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Inflation Protected Fixed Income
CIFSC Decision: Canadian Inflation Protected Fixed Income

Fund: Canada Life Flex Managed (Laketon)
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Denied

Fund: Desjardins Completion Investments Fund
Currently: Canadian Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Miscellaneous – Income and Real Property

Fund: Dynamic Strategic Gold Class
Currently: Miscellaneous – Sector Equity
Requested Category: Precious Metals Equity
CIFSC Decision: Miscellaneous – Commodity

Fund: Excel Chindia Fund
Currently: Miscellaneous – Geographic Equity
Requested Category: Emerging Markets Equity
CIFSC Decision: Denied

Fund: Excel Emerging Europe Fund
Currently: Miscellaneous – Geographic Equity
Requested Category: Emerging Markets Equity
CIFSC Decision: Denied

Fund: Excel Latin America Fund
Currently: Miscellaneous – Geographic Equity
Requested Category: Emerging Markets Equity
CIFSC Decision: Denied

Fund: IA Clarington Tactical Bond Class
Currently: Miscellaneous – Income & Real Property
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

May

Results of Classification Reviews – May 27, 2010

Fund: Acuity Diversified Income Class
Currently: Global Equity
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Acuity Pooled Diversified Income Fund
Currently: Canadian Income Trust Equity
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: AIC Preferred Income Fund
Currently: Canadian Neutral Balanced
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Claymore Advantaged High Yield Bond ETF Common Class
Currently: Miscellaneous
Requested Category: High Yield Fixed Income
CIFSC Decision:

Fund: Claymore Balanced Income CorePortfolio ETF common class
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision:

Fund: Claymore Global Monthly Advantaged Dividend ETF Common Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision:

Fund: Crystal Enlightened Resource and Precious Metals Fund (formerly Insignia Fund)
Currently: Alternative Strategies
Requested Category: Precious Metals Equity
CIFSC Decision: Miscellaneous

Fund: Hillsdale Canadian Core Equity Fund – Class A
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision:

Fund: Manulife Dollar-Cost Averaging Fund
Currently: Miscellaneous
Requested Category: Canadian Money Market
CIFSC Decision:

Fund: Mercure Municipal-FISQ
Currently: Canadian Money Market
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: NexGen Canadian Large Cap Tax Managed Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Sprott All Cap Fund
Currently: Miscellaneous
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Apr

Results of Classification Reviews – Apr 22, 2010

Fund: Counsel Fixed Income
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: Hillsdale Canadian Core Equity Fund
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision: Denied

Mar

Results of Classification Reviews – Mar 25, 2010

Fund: Acuity Diversified Income Fund
Currently: Global Equity Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Credential EnRich International Equity Pool
Currently: Global Equity
Requested Category: International Equity
CIFSC Decision: International Equity

Fund: FERIQUE Dividend
Currently: Global Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: FERIQUE Moderate Balanced
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: FMOQ Omnibus
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Vertex Managed Value Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Feb

Results of Classification Reviews – Feb 25, 2010

Fund: Acuity Diversified Income Fund
Currently: Global Equity Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Denied

Fund: AIC American Advantage Fund
Currently: Financial Services Equity
Requested Category: U.S. Equity
CIFSC Decision: Denied

Fund: AIC Global Advantage Fund
Currently: Financial Services Equity
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: AIC Global Wealth Management
Currently: Financial Services Equity
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: Credential EnRich Income Pool
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Ethical Select Canadian Balanced Portfolio
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Ethical Select Canadian Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Ethical Select Conservative Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: GWL Mid Cap Canada
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Hillsdale Canadian Core Equity Fund
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: IA Clarington Inhance Balanced SRI Portfolio
Currently: Canadian Equity Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Neutral Balanced

Fund: IA Clarington Inhance Conservative SRI Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: IA Clarington Inhance Monthly Income SRI Fund
Currently: Canadian Fixed Income
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Manulife Short Term Yield Class
Currently: Miscellaneous
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: Manulife Simplicity Balanced Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Manulife Simplicity Income Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Manulife Yield Opportunities Fund
Currently: Miscellaneous
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Northwest Select Canadian Balanced Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Northwest Select Canadian Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Northwest Select Conservative Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Jan

Results of Classification Reviews – Jan 28, 2010

Fund: Acuity Diversified Income Fund
Currently: Canadian Income Trust Equity
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Eqiuty Balanced

Fund: AIC American Advantage Fund
Currently: Financial Services Equity
Requested Category: U.S. Equity
CIFSC Decision: Denied

Fund: Edgepoint Canadian Portfolio
Currently: Canadian Equity
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Edgepoint Global Portfolio
Currently: Global Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Ethical Select Conservative Portfolio
Currently: 2010 Target Date Portfolio
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Approved

2009

Dec

Results of Classification Reviews – Dec 18, 2009

Fund: Manulife Conservative Asset Allocation
Currently: Miscellaneous
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Approved

Fund: NxT EQ60 Balanced Fund
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: NxT EQ75 Balanced Growth Fund
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: PH&N Canadian Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Approved

Fund: Sceptre High Income Fund
Currently: Canadian Income Trust Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Approved

Nov

Results of Classification Reviews – Nov 26, 2009

Fund: NxT EQ60 Balanced Fund
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Deffered

Fund: CC & L Balanced Growth Portfolio
Currently: Canadian Focused Equity
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: CC & L Balanced Income Portfolio
Currently: Canadian Equity Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: CC & L Balanced Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: CC & L Growth Portfolio
Currently: Canadian Focused Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Mackenzie Sentinel Income Trust Fund
Currently: Canadian Income Trust Equity
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Manulife Aggressive Asset Allocation
Currently: Miscellaneous
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Manulife Conservative Asset Allocation
Currently: Miscellaneous
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Deffered

Fund: Manulife Growth Asset Allocation
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: MGS Advantage
Currently: Miscellaneous
Requested Category: Canadian Money Market
CIFSC Decision: Deffered

Fund: NxT EQ75 Balanced Growth Fund
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: RBC DS U.S. Focus Fund
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Oct

Results of Classification Reviews – Oct 22, 2009

Fund: DFS DGAM Alternative Investments Fund
Currently: Miscelleneous
Requested Category: Alternative Strategies
CIFSC Decision: Miscelleneous

Fund: Fidelity Canadian Large Cap Fund
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: NORTHERN RIVERS CONSERVATIVE GROWTH MUTUAL FUND
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Deferred

Fund: PH&N Canadian Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Sep

Results of Classification Reviews – Sep 24, 2009

Fund: Desjardins Fin’l UBS US Large Cap Equity
Currently: Global Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: IA Clarington Tactical Income Class
Currently: Miscellaneous
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: PH&N Inflation-Linked Bond Fund
Currently: Canadian Fixed Income
Requested Category: Canadian Inflation Protected Fixed Income
CIFSC Decision: Canadian Inflation Protected Fixed Income
Fund: Sentry Select Canadian Income Fund
Currently: Canadian Income Trust Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Income Trust Equity

Aug

Results of Classification Reviews – Aug 27, 2009

Fund: AIM American Growth Fund
Currently: U.S. Equity
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Desjardins Fin’l UBS US Large Cap Equity
Currently: Global Equity
Requested Category: U.S. Equity
CIFSC Decision: Deferred

Fund: Educators Mortgage and Income fund
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: Fidelity Income Replacement 2017 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020 Target Date Portfolio

Fund: Fidelity Income Replacement 2019 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020 Target Date Portfolio

Fund: Fidelity Income Replacement 2021 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Fidelity Income Replacement 2025 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Fidelity Income Replacement 2027 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Fidelity Income Replacement 2029 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Fidelity Income Replacement 2031 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Fidelity Income Replacement 2033 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Fidelity Income Replacement 2035 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Fidelity Income Replacement 2037 Portfolio Ser A
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Invesco Trimark Retirement Payout 2023 Portfolio
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Invesco Trimark Retirement Payout 2028 Portfolio
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Invesco Trimark Retirement Payout 2033 Portfolio
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Invesco Trimark Retirement Payout 2038 Portfolio
Currently: Miscellaneous
Requested Category: N/A
CIFSC Decision: 2020+ Target Date Portfolio

Fund: Mackenzie Universal American Growth Class (Hedged & Unhedged)
Currently: North American Equity
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: U.S. Small/Mid Cap Equity

Fund: QFM Global Equity Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: QFM Global Sector Target Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Van Arbor World Advantage
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Global Equity

Jul

Results of Classification Reviews – Jul 23, 2009

Fund: Franklin Templeton Balanced Income Pooled Pt A
Currently: Global Neutral Balanced
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Capital Preservation Pool Pt A
Currently: Canadian Fixed Income Balanced
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Domestic Bal Growth Pooled Pt A
Currently: Global Equity Balanced
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Domestic Growth Pool Pt A
Currently: Canadian Focused Equity
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Domestic Max Growth Pooled Pt A
Currently: Canadian Focused Equity
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Global Balanced Growth Pl Pt A
Currently: Global Equity Balanced
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Global Growth Pool Pt A
Currently: Global Equity
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Global Maximum Growth Pool Pt A
Currently: Global Equity
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Intl Balanced Growth Pool Pt A
Currently: Global Equity Balanced
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Intl Growth Pool Pt A
Currently: Global Equity Balanced
Requested Category: N/A
CIFSC Decision: Alternative Strategies

Fund: Franklin Tmp Intl Maximum Growth Pool Pt A
Currently: Global Neutral Balanced
Requested Category: Global Equity
CIFSC Decision: Alternative Strategies

Fund: IA Clarington Tactical Income Fund
Currently: Canadian Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Approved

Fund: Investors Tactical Asset Allocation Fund
Currently: Tactical Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: Northwest Growth & Income
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Denied

Jun

Results of Classification Reviews – Jun 25, 2009

Fund: BMO Nesbitt Burns Growth Portfolio Fund
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: Capital International Canadian Core Plus Fixed Income
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: Credential Select High Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: Franklin Templeton International Max Growth Pooled Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: Investors Tactical Asset Allocation Fund
Currently: Tactical Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Deferred

Fund: Manulife Corporate Bond Fund
Currently: Global Fixed Income
Requested Category: High Yield Fixed Income
CIFSC Decision: Approved

Fund: Manulife Mawer Canadian Diversified Investment Fund
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: Pathway Canadian Flex Series Fund
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Approved

Fund: Pathway Resource Flex A Regular MIN 004
Currently: Alternative Strategies
Requested Category: Natural Resources Equity
CIFSC Decision: Approved

May

Results of Classification Reviews – May 28, 2009

Fund: Fidelity Canadian Asset Allocation Fund
Currently: Tactical Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Approved

Fund: Front Street Diversified Income Fund
Currently: Miscellaneous
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: GBC International Growth Fund
Currently: Global Small/Mid Cap Equity
Requested Category: International Equity
CIFSC Decision: Approved

Fund: IA Clarington Global Dividend GIF CI A
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: Investors Mergers & Acquisitions Fund/Class
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Miscellaneous
CIFSC Decision: Approved

Fund: Mackenzie Cundill Emerging Markets
Currently: Global Small/Mid Cap Equity
Requested Category: Emerging Markets
CIFSC Decision: Approved

Fund: National Bank Dividend Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Approved

Fund: Pathway 07
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Scotia International Value Fund
Currently: Global Equity
Requested Category: International Equity
CIFSC Decision: Approved

Fund: Standard Life SI Id FT Quot Bal I P 100
Currently: Global Fixed Income
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: TD Mortgage Fund
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Approved

Fund: Trimark Canadian Focus Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Approved

Fund: Van Arbor Canadian Advantage Fund
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision: Approved

Fund: Van Arbor World Advantage Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Denied

Mar

Results of Classification Reviews – March 26, 2009

Fund: FMOQ Omnibus
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Deferred

Fund: QFM Fixed Income Fund
Currently: Miscellaneous
Requested Category: Global Fixed Income
CIFSC Decision: Denied

Fund: QFM Structured Yield Fund
Currently: Miscellaneous
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: QFM Global Equity Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: QFM Global Sector Target Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: Russell Diversified Monthly Income Class Port B
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: AGF Aggressive US Growth Fund
Currently: Global Small/Mid Cap Equity
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Scotia Global Climate Change Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: Trimark Diversified Income Class
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Approved

Fund: Capital International Canadian Core Plus Fixed Income
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Feb

Results of Classification Reviews – Feb 26, 2009

Fund: Caldwell Institutional Bond Pool
Currently: Miscellaneous
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: Caldwell High Income Trust
Currently: Miscellaneous
Requested Category: Canadian Income Trust Equity
CIFSC Decision: Approved

Fund: Faircourt Global Income Advantage
Currently: Canadian Dividend & Income Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Miscellaneous

Fund: Desjardins Dividend Income Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity Balanced
CIFSC Decision: Approved

Fund: FMOQ Omnibus
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Deferred

Fund: QFM Fixed Income Fund
Currently: Miscellaneous
Requested Category: Global Fixed Income
CIFSC Decision: Deferred

Fund: QFM Structured Yield Fund
Currently: Miscellaneous
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: QFM Global Equity Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: QFM Global Sector Target Fund
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: Criterion US Buyback Fund
Currently: Miscellaneous
Requested Category: U.S. Equity
CIFSC Decision: Approved

Fund: Dynamic Advantage Bond Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Jan

Results of Classification Reviews – Jan 22, 2009

Fund: Titan Money Market Fund
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Money Market
CIFSC Decision: Approved

Fund: Faircourt Global Income Advantage
Currently: Canadian Dividend & Income Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Deferred

Fund: Caldwell Institutional Bond Pool
Currently: Miscellaneous
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: Caldwell High Income Trust
Currently: Miscellaneous
Requested Category: Canadian Income Trust Equity
CIFSC Decision: Deferred

2008

Dec

Results of Classification Reviews – Dec 18, 2008

Fund: Pathway Canadian Flex Series Fund
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Pathway Resource Flex Series Fund
Currently: Alternative Strategies
Requested Category: Natural Resources Equity
CIFSC Decision: Denied

Fund: frontierAlt Opportunistic Bond Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: Fidelity Canadian Growth Company
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Fund: National Bank Equity Managed Portfolio
Currently: Canadian Focused Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Denied

Nov

Results of Classification Reviews – Nov 27, 2008

Fund: AGF Aggressive Global Stock Fund
Currently: Global Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: BGI CoreActive Bond
Currently: Canadian Fixed Income
Requested Category: Miscellaneous
CIFSC Decision: Approved

Fund: DKAM Financial Services Venture Fund LP
Currently: Alternative Strategies
Requested Category: Financial Services
CIFSC Decision: Denied

Fund: Hartford Global High Income Fund
Currently: Global Neutral Balanced
Requested Category: Global Fixed Income
CIFSC Decision: Approved

Fund: IA Clarington Tactical Income
Currently: Canadian Income Trust Equity
Requested Category: Tactical Balanced
CIFSC Decision: Approved

Fund: Pathway Canadian Flex Series Fund
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Pathway Resource Flex Series Fund
Currently: Alternative Strategies
Requested Category: Natural Resources Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Equity Fund
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Redwood Diversified Income Fund
Currently: Miscellaneous
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Oct

Results of Classification Reviews – Oct 23, 2008

Fund: AGF Aggressive U.S. Growth Fund
Currently: Global Small/Mid Cap Equity
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: AGF Canadian Large Cap Dividend Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Fund: Batirente Actions Mondiales
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: Canadian Flex Series Fund
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Harmony Non-Traditional Pool
Currently: Canadian Equity
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: IA Clarington Canadian Equity Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: IA Clarington Short-Term Income Class
Currently: Canadian Money Market
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Approved

Fund: IA Clarington Tactical Income
Currently: Canadian Income Trust Equity
Requested Category: Tactical Balanced
CIFSC Decision: Deferred

Fund: Redwood Diversified Equity Fund
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Miscellaneous
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Resource Flex Series Fund
Currently: Alternative Strategies
Requested Category: Natural Resources Equity
CIFSC Decision: Deferred

Sep

Results of Classification Reviews – Sep 25, 2008

Fund: Redwood Diversified Equity Fund
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Miscellaneous
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Canada Life Cdn Eq Val (LK) Gens
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Approved

Aug

Results of Classification Reviews – Aug 28, 2008

Fund: Redwood Diversified Equity Fund
Currently: Miscellaneous
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Miscellaneous
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Canada Life Cdn Eq Val (LK) Gens
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Exemplar Canadian Focus Portfolio
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Approved

Fund: Exemplar Global Opportunities Portfolio
Currently: Alternative Strategies
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: ACM Mortgage Fund One
Currently: Miscellaneous
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: ACM Mortgage Fund Two
Currently: Miscellaneous
Requested Category: Canadian Long Term Fixed Income
CIFSC Decision: Denied

Fund: ACM Debenture Fund One
Currently: Miscellaneous
Requested Category: Canadian Long Term Fixed Income
CIFSC Decision: Denied

Fund: Meritage American Equity Portfolio
Currently: Canadian Neutral Balanced
Requested Category: U.S. Equity
CIFSC Decision: Approved

Fund: Meritage International Equity Portfolio
Currently: Canadian Neutral Balanced
Requested Category: International Equity
CIFSC Decision: Approved

Fund: SEI Balanced 60/40 Fund
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: SEI Growth 70/30 Fund
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: Trimark U.S. Small Companies Class
Currently: North American Equity
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: Approved

Fund: Trimark Monthly Income Private Pool
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Denied

Jul

Results of Classification Reviews – Jul 31, 2008

Fund: ACM Commercial Mortgage
Currently: Miscellaneous
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Approved

Fund: Batirente Actions Mondiales
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: Exemplar Canadian Focus Portfolio
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Exemplar Global Opportunities Portfolio
Currently: Alternative Strategies
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: Investors Canadian Equity Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved
Fund: Investors Canadian Large Cap Value Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Fund: Marquest Dividend Growth Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Northern Rivers Conservative Growth Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Northwest Specialty High Yield Bond Fund
Currently: Global Fixed Income Balanced
Requested Category: High Yield Fixed Income
CIFSC Decision: Approved

Fund: RBC Private Canadian Equity Growth and Income Equity Pool
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Approved

Jun

Results of Classification Reviews – Jun 26, 2008

Fund: Batirente Actions Mondiale
Currently: Miscellaneous
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: Edenview Investment Partnership
Currently: Miscellaneous
Requested Category: Alternative Strategies
CIFSC Decision: Deferred

Fund: Northern Rivers Conservative Growth Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: SEI Balanced 60/40 Fund
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Denied

Fund: SEI Growth 70/30 Fund
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Denied

Fund: Sprott Canadian Equity
Currently: Natural Resources Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

May

Results of Classification Reviews – May 22, 2008

Fund: Acuity Alpha Global Portfolio
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: Acuity Alpha Social Values Portfolio
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Denied

Fund: OCM Energy Total Return Fund
Currently: Alternative Strategies
Requested Category: Natural Resources Equity
CIFSC Decision: Denied

Apr

Results of Classification Reviews – Apr 24, 2008

Fund: Acuity Canadian Equity Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Approved

Fund: Fidelity Monthly Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Approved

Fund: GBC Growth and Income Fund
Currently: Miscellaneous
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Mar

Results of Classification Reviews – Mar 27, 2008

Fund: Mac Ivy Enterprise Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: North American Equity
CIFSC Decision: Approved

Fund: Mackenzie Universal American Growth Class
Currently: North American Equity
Requested Category: U.S. Small Mid Cap Equity
CIFSC Decision: Denied

Fund: Manulife Strategic Income Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Approved

Fund: National Bank Dividend Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Approved

Fund: National Bank Monthly Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Approved

Fund: Saxon Microcap Fund
Currently: Global Small/Mid Cap Equity
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Approved

Fund: Sentry Select Balanced Fund
Currently: Canadian Focused Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Sentry Select Diversified Total Return Fund
Currently: Alternative Strategies
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Fund: Sprott Canadian Equity Fund
Currently: Natural Resources Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred until receipt of holdings data

Feb

Reclassification Decisions – Feb 28, 2008

Fund: CGOV Balanced Fund
Currently: Canadian Equity Balanced
Move to: Global Equity Balanced
Decision: Denied

Fund: CGOV Cumberland Fund
Currently: Canadian Focused Equity
Move to: Global Equity
Decision: Denied

Fund: Desjardins Global Small Cap Equity Fund
Currently: U.S. Small/Mid Cap Equity
Move to: Global Small/Mid Cap Equity
Decision: Approved

Fund: Dynamic Power Canadian Growth
Currently: Canadian Focused Small/Mid Cap Equity
Move to: Canadian Focused Equity
Decision: Approved

Fund: Excel China Fund
Currently: Miscellaneous
Move to: Asia Pacific ex-Japan Equity
Decision: Denied

Fund: Excel Chindia Fund
Currently: Miscellaneous
Move to: Emerging Markets Equity
Decision: Denied

Fund: Excel Emerging Europe Fund
Currently: Miscellaneous
Move to: Emerging Markets Equity
Decision: Denied

Fund: Excel India Fund
Currently: Miscellaneous
Move to: Emerging Markets Equity
Decision: Denied

Fund: FMOQ internationale equity Fund
Currently: International Equity
Move to: Global Equity
Decision: Approved

Fund: FMOQ monthly income Fund
Currently: International Equity
Move to: Canadian Neutral Balanced
Decision: Canadian Equity Balanced

Fund: Mackenzie Universal Global Property Income Fund
Currently: Miscellaneous
Move to: Real Estate Equity
Decision: Approved

Fund: Peer Diversified Mortgage Fund
Currently: Miscellaneous
Move to: High Yield Fixed Income
Decision: Denied

Fund: Scotia Canadian Blue Chip Fund
Currently: Canadian Focused Equity
Move to: Canadian Equity
Decision: Denied

Fund: Scotia Canadian Growth Fund
Currently: Canadian Equity
Move to: Canadian Focused Equity
Decision: Approved

Jan

Reclassification Decisions – Jan 24, 2008

Fund: ACM Commercial Mortgage Fund
Currently: Miscellaneous
Move to: Canadian Fixed Income
Decision: Denied

Fund: Batirente Global Equity
Currently: Miscellaneous
Move to: Global Equity
Decision: Approved

Fund: Blumont North American Fund
Currently: Tactical Balanced
Move to: North American Equity
Decision: Approved

Fund: Quadrus London Capital Cdn Diversified Equity
Currently: Canadian Equity
Move to: Canadian Focused Equity
Decision: Approved

Fund: ROI Global Retirement Fund
Currently: Miscellaneous
Move to: Global Neutral Balanced
Decision: Global Equity Balanced

2007

Dec

Reclassification Decisions – Dec 20, 2007

Fund: ACM Commercial Mortgage Fund
Currently: Miscellaneous
Move to: Canadian Fixed Income
Decision: Denied

Fund: Astra 110 – series II
Currently: Global Fixed Income Balanced
Move to: Canadian Fixed Income Balanced
Decision: Denied

Fund: ASTRA Global Equity – Howson Tattersall
Currently: Global Small/Mid Cap Equity
Move to: Global Equity
Decision: Denied
Fund: Astra Natcan Bond
Currently: Global Fixed Income
Move to: Canadian Fixed Income
Decision: Approved

Fund: Batirente Canadian Equity – LODH
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Approved

Fund: Batirente Canadian Equity – MBI
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Approved

Fund: Batirente Diversified Patrimonial
Currently: Miscellaneous
Move to: Canadian Neutral Balanced
Decision: Approved

Fund: Batirente Global Equity
Currently: Miscellaneous
Move to: Global Equity
Decision: Denied

Fund: Desjardins Enhanced Bond Fund
Currently: Global Fixed Income
Move to: Canadian Fixed Income
Decision: Approved

Fund: Fidelity International Value Fund
Currently: Global Equity
Move to: International Equity
Decision: Approved

Fund: Halcyon Hirsch Opportunistic Tactical Allocation Fund
Currently: Tactical Balanced
Move to: North American Equity
Decision: Deferred

Fund: Leith Wheeler Income Trust Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Income Trust Equity
Decision: Approved

Fund: MDPIM Canadian Equity Pool
Currently: Canadian Dividend & Income Equity
Move to: Canadian Equity
Decision: Approved

Fund: SEI Canadian Equity Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Equity
Decision: Approved


Nov

Reclassification Decisions – Nov 22, 2007

Fund: ACM Commercial Mortgage Fund
Currently: Miscellaneous
Move to: Canadian Fixed Income
Decision: Denied

Fund: Allegro Moderate Portfolio
Currently: Global Equity Balanced
Move to: Global Neutral Balanced
Decision: Denied

Fund: Alto Moderate Portfolio
Currently: Global Equity Balanced
Move to: Global Neutral Balanced
Decision: Denied

Fund: Claymore S&P Global Water ETF
Currently: Canadian Fixed Income
Move to: Global Equity
Decision: Miscellaneous

Fund: ESI Managed Portfolio
Currently: Miscellaneous
Move to: Canadian Neutral Balanced
Decision: Alternative Strategies

Fund: Excel China Fund
Currently: Miscellaneous
Move to: Asia Pacific ex-Japan Equity
Decision: Denied

Fund: Excel Chindia Fund
Currently: Miscellaneous
Move to: Asia Pacific Equity
Decision: Denied

Fund: Excel India Fund
Currently: Miscellaneous
Move to: Asia Pacific Equity
Decision: Denied

Fund: Fonds de Croissance Select
Currently: Miscellaneous
Move to: U.S. Equity
Decision: North American Equity

Fund: frontierAlt All Terrain Bond Fund
Currently: Global Fixed Income
Move to: Canadian Fixed Income
Decision: Denied

Fund: Investors Canadian High Yield Income Fund
Currently: Canadian Fixed Income Balanced
Move to: High Yield Fixed Income
Decision: Approved

Fund: Investors Growth Plus Portfolio
Currently: Global Equity Balanced
Move to: Global Neutral Balanced
Decision: Denied

Fund: Marquest Balanced Fund
Currently: Miscellaneous
Move to: Canadian Equity Balanced
Decision: Canadian Focused Equity

Fund: Marquest Bridge Fund
Currently: Miscellaneous
Move to: Canadian Focused Small/Mid Cap Equity
Decision: Denied

Fund: Marquest Canadian Equity Fund
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Approved

Fund: Marquest Canadian Equity Growth Fund
Currently: Miscellaneous
Move to: Canadian Small/Mid Cap Equity
Decision: Canadian Equity

Fund: Marquest Canadian Equity Large Cap Fund
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Approved

Fund: Marquest Dividend Income Fund
Currently: Miscellaneous
Move to: Canadian Dividend & Income Equity
Decision: Approved

Fund: Marquest Resource Fund
Currently: Miscellaneous
Move to: Natural Resources Equity
Decision: Approved

Fund: Northwest Specialty Innovations
Currently: Canadian Small/Mid Cap Equity
Move to: Science & Technology Equity
Decision: Approved

Fund: RBC Canadian Diversified Income Trust Fund
Currently: Canadian Equity Balanced
Move to: Canadian Income Trust Equity
Decision: Canadian Small/Mid Cap Equity

Fund: RBC Life A
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Approved

Fund: RBC Life B
Currently: Miscellaneous
Move to: Canadian Fixed Income
Decision: Approved

Fund: RBC Life Balanced Fund
Currently: Miscellaneous
Move to: Canadian Equity Balanced
Decision: Canadian Neutral Balanced

Fund: RBC Life Bond
Currently: Miscellaneous
Move to: Canadian Fixed Income
Decision: Approved

Fund: RBC Life Equity Growth
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Approved

Fund: Renaissance Millenium High Income
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Dividend & Income Equity
Decision: Denied

Fund: Standard Life Balanced Fund
Currently: Canadian Neutral Balanced
Move to: Canadian Equity Balanced
Decision: Denied


Oct

Reclassification Decisions – Oct 25, 2007

Fund: Astra 110 – series II
Currently: Global Fixed Income Balanced
Move to: Canadian Fixed Income Balanced
Decision: Denied

Fund: Astra Global Equity – Howson Tattersall
Currently: Global Small/Mid Cap Equity
Move to: Global Equity
Decision: Denied

Fund: Astra Natcan Bond
Currently: Global Fixed Income
Move to: Canadian Fixed Income
Decision: Denied

Fund: GFM Emerging Markets Country Rund
Currently: Miscellaneous
Move to: Emerging Markets Equity
Decision: Approved

Fund: Marquest Balanced
Currently: Miscellaneous
Move to: Canadian Equity Balanced
Decision: Deferred pending receipt of holdings data

Fund: Marquest Bridge Fund
Currently: Miscellaneous
Move to: Canadian Focused Small/Mid Cap Equity
Decision: Deferred pending receipt of holdings data

Fund: Marquest Canadian Equity Fund
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Deferred pending receipt of holdings data

Fund: Marquest Canadian Equity Growth Fund
Currently: Miscellaneous
Move to: Canadian Small/Mid Cap Equity
Decision: Deferred pending receipt of holdings data

Fund: Marquest Canadian Equity Large Cap Fund
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Deferred pending receipt of holdings data

Fund: Marquest Dividend Income Fund
Currently: Miscellaneous
Move to: Canadian Dividend & Income Equity
Decision: Deferred pending receipt of holdings data

Fund: Marquest Resource Fund
Currently: Miscellaneous
Move to: Natural Resources Equity
Decision: Deferred pending receipt of holdings data

Fund: Radiant Conservative Portfolio
Currently: Global Fixed Income Balanced
Move to: Canadian Fixed Income Balanced
Decision: Denied

Fund: ROI Global Retirement Fund
Currently: Miscellaneous
Move to: Global Equity Balanced
Decision: Deferred pending receipt of holdings data

Sep

Reclassification Decisions – Sep 27, 2007

Fund: Acuity Pooled Conservative Asset Allocation
Currently: Tactical Balanced
Move to: Canadian Neutral Balanced
Decision: Approved

Fund: Batirente Canadian Equity -LODH
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Denied

Fund: Batirente Canadian Equity -MBI
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Denied

Fund: Batirente Diversified Patrimonial
Currently: Miscellaneous
Move to: Canadian Fixed Income Balanced
Decision: Denied

Fund: Batirente Global Equity Fund
Currently: Miscellaneous
Move to: Global Equity
Decision: Denied

Fund: Caldwell Balanced Fund
Currently: Global Equity Balanced
Move to: Canadian Equity Balanced
Decision: Denied

Fund: Caldwell Canada Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Equity
Decision: Denied

Fund: Caldwell Exchange Fund
Currently: Miscellaneous
Move to: Global Equity
Decision: Denied

Fund: Fidelity International Value Fund
Currently: Global Equity
Move to: International Equity
Decision: Denied

Fund: Fidelity Northstar Fund
Currently: Global Small/Mid Cap Equity
Move to: Global Equity
Decision: Approved

Fund: FMOQ International Equity
Currently: International Equity
Move to: Global Equity
Decision: Denied

Fund: Great West Life Mortgage Inestment Fund
Currently: Canadian Short Term Fixed Income
Move to: Canadian Fixed Income
Decision: Approved

Fund: imaxx Canadian Bond Fund
Currently: Global Fixed Income
Move to: Canadian Fixed Income
Decision: Deferred

Fund: imaxx Canadian Equity Growth Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Equity
Decision: Denied

Fund: Lakeview Disciplined Leadership High Income
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Income Trust Equity
Decision: Denied

Fund: Mackenzie Sentinel Corporate Bond
Currently: Global Fixed Income Balanced
Move to: High Yield Fixed Income
Decision: Approved

Fund: Manulife Canadian Equity Fund
Currently: Canadian Equity
Move to: Canadian Focused Equity
Decision: Denied

Fund: Manulife Growth and Income Fund
Currently: Global Equity Balanced
Move to: Canadian Equity Balanced
Decision: Denied

Fund: MD Bond Fund
Currently: Global Fixed Income
Move to: Canadian Fixed Income
Decision: Approved

Fund: NexGen Canadian Cash Tax Managed Fund
Currently: Canadian Money Market
Move to: Alternative Strategies
Decision: Approved

Fund: NexGen Canadian Growth Tax Managed Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Equity
Decision: Denied

Fund: NexGen North American Growth Tax Managed Fund
Currently: Canadian Focused Small/Mid Cap Equity
Move to: North American Equity
Decision: Denied

Fund: NexGen North American Large Cap Tax Managed Fund
Currently: Canadian Focused Equity
Move to: North American Equity
Decision: Denied

Fund: NexGen North American Small/Mid Cap Tax Managed Fund
Currently: Canadian Small/Mid Cap Equity
Move to: North American Equity
Decision: Denied

Fund: Norrep Q Class
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Equity
Decision: Approved

Fund: RBC Global Corporate Bond
Currently: High Yield Fixed Income
Move to: Global Fixed Income
Decision: Denied

Fund: RBC Select Growth Portfolio
Currently: Global Neutral Balanced
Move to: Global Equity Balanced
Decision: Approved

Aug

Reclassification Decisions – Aug 23, 2007

Fund: AGF Aggressive Growth Fund
Currently: Global Small/Mid Cap Equity
Move to: U.S. Small/Mid Cap Equity
Decision: Denied

Fund: AGF Canadian Conservative Income Fund
Currently: Canadian Fixed Income Balanced
Move to: Canadian Short Term Fixed Income
Decision: Denied

Fund: AGF Monthly High Income Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Dividend & Income Equity
Decision: Denied

Fund: AIC Dividend Income Fund
Currently: Canadian Focused Equity
Move to: Canadian Equity
Decision: Denied

Fund: Desjardins Alternative Investments Fund
Currently: Canadian Equity Balanced
Move to: Alternative Strategies
Decision: Denied

Fund: Desjardins NW Specialty Global High Yield Bond Fund
Currently: Global Fixed Income Balanced
Move to: High Yield Fixed Income
Decision: Approved

Fund: Dynamic Advantage Bond Fund
Currently: Global Fixed Income
Move to: Canadian Fixed Income
Decision: Deferred

Fund: Dynamic American Value Fund
Currently: North American Equity
Move to: U.S. Equity
Decision: Approved

Fund: Dynamic Dividend Fund
Currently: Canadian Focused Equity
Move to: Canadian Dividend & Income Equity
Decision: Denied

Fund: Dynamic Focus+ Equity Fund
Currently: Canadian Focused Equity
Move to: Global Equity
Decision: Denied

Fund: Dynamic Focus+ Small Business Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Income Trust Equity
Decision: Denied

Fund: Dynamic Global Discovery Fund
Currently: Global Small/Mid Cap Equity
Move to: Global Equity
Decision: Denied

Fund: Dynamic Global Value Class
Currently: Global Small/Mid Cap Equity
Move to: Global Equity
Decision: Deferred

Fund: Dynamic Income Opportunities Fund
Currently: Canadian Focused Small/Mid Cap Equity
Move to: Alternative Strategies
Decision: Approved

Fund: Dynamic Power Canadian Growth Fund
Currently: Canadian Focused Small/Mid Cap Equity
Move to: Canadian Focused Equity
Decision: Denied

Fund: Dynamic Power Guaranteed American Growth Fund
Currently: North American Equity
Move to: U.S. Equity
Decision: Approved

Fund: Dynamic Power Small Cap Fund
Currently: Canadian Focused Small/Mid Cap Equity
Move to: Canadian Small/Mid Cap Equity
Decision: Denied

Fund: GBC Canadian Bond Fund
Currently: Miscellaneous
Move to: Canadian Fixed Income
Decision: Denied

Fund: GBC Growth and Income Fund
Currently: Miscellaneous
Move to: Canadian Neutral Balanced
Decision: Denied

Fund: GGOF Canadian Diversified Monthly Income Fund
Currently: Canadian Equity Balanced
Move to: Canadian Neutral Balanced
Decision: Approved

Fund: GGOF Floating Rate Income Fund
Currently: Miscellaneous
Move to: High Yield Fixed Income
Decision: Denied

Fund: GGOF Monthly Dividend Fund Ltd.
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Neutral Balanced
Decision: Approved

Fund: GGOF Small Cap Growth and Income Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Income Trust Equity
Decision: Denied
Fund: GGOF U.S Diversified Monthly Income Fund
Currently: Global Equity Balanced
Move to: Global Neutral Balanced
Decision: Approved

Fund: Harmony Balanced Growth Portfolio
Currently: Canadian Neutral Balanced
Move to: Global Neutral Balanced
Decision: Approved

Fund: Mac Universal North American Growth Cl Sr A
Currently: Canadian Focused Equity
Move to: North American Equity
Decision: Denied

Fund: Marquest Balanced Fund
Currently: Miscellaneous
Move to: Canadian Equity Balanced
Decision: Denied

Fund: Marquest Bridge Fund
Currently: Miscellaneous
Move to: Canadian Small/Mid Cap Equity
Decision: Denied

Fund: Marquest Canadian Equity Fund
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Denied

Fund: Marquest Canadian Equity Growth Fund
Currently: Miscellaneous
Move to: Canadian Small/Mid Cap Equity
Decision: Denied

Fund: Marquest Canadian Equity Large Cap Fund
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Denied

Fund: Marquest Dividend Income Fund
Currently: Miscellaneous
Move to: Canadian Dividend & Income Equity
Decision: Denied

Fund: Marquest Resource Fund
Currently: Miscellaneous
Move to: Natural Resources Equity
Decision: Denied

Fund: Mavrix Canadian Income Trust Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Dividend & Income Equity
Decision: Denied

Fund: Mavrix Dividend and Income Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Dividend & Income Equity
Decision: Denied

Fund: Mavrix Multi Series Fund Ltd.- Explorer Series
Currently: Precious Metals Equity
Move to: Natural Resources Equity
Decision: Approved

Fund: Mavrix Multi Series Fund Ltd.- Global Enterprise Series
Currently: Global Equity
Move to: North American Equity
Decision: Approved

Fund: Mavrix Sierra Equity Fund
Currently: Canadian Focused Small/Mid Cap Equity
Move to: Canadian Focused Equity
Decision: Denied

Fund: Norrep Income Growth Class
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Income Trust Equity
Decision: Approved

Fund: Norrep Q
Currently: Canadian Small/Mid Cap Equity
Move to: Canadian Equity
Decision: Denied

Fund: North Growth Canadian Equity Fund
Currently: Miscellaneous
Move to: Canadian Small/Mid Cap Equity
Decision: Approved

Fund: North Growth US Equity Fund
Currently: Miscellaneous
Move to: U.S. Equity
Decision: Approved

Fund: Northwest Specialty Innovations Fund
Currently: Canadian Small/Mid Cap Equity
Move to: Science & Technology Equity
Decision: Deferred

Fund: Putnam Canadian Equity Growth
Currently: Canadian Equity
Move to: Canadian Small/Mid Cap Equity
Decision: Approved

Fund: RBC Select Growth Portfolio
Currently: Global Neutral Balanced
Move to: Global Equity Balanced
Decision: Approved

Fund: Sentry Select Diversified Total Return
Currently: Canadian Focused Equity
Move to: Alternative Strategies
Decision: Approved

Fund: Sentry Select Small Cap Income Fund
Currently: Canadian Focused Small/Mid Cap Equity
Move to: Canadian Income Trust Equity
Decision: Denied

Fund: TD Entertainment and Communication Fund
Currently: Global Equity
Move to: Science & Technology Equity
Decision: Deferred

Fund: Trimark Advantage Bond Fund
Currently: Global Fixed Income Balanced
Move to: High Yield Fixed Income
Decision: Approved

Fund: Trimark Canadian Focus Class
Currently: Canadian Focused Equity
Move to: Canadian Equity
Decision: Approved

Fund: Trimark North American Endeavour
Currently: Global Equity
Move to: North American Equity
Decision: Approved

Fund: Trimark U.S. Small Companies Class
Currently: North American Equity
Move to: U.S. Small/Mid Cap Equity
Decision: Approved

Fund: Van Arbor Canadian Advantage Fund
Currently: Miscellaneous
Move to: Canadian Equity
Decision: Denied

Fund: Van Arbor Euro Advantage Fund
Currently: Miscellaneous
Move to: European Equity
Decision: Denied

Fund: Van Arbor US Advantage Fund
Currently: Miscellaneous
Move to: U.S. Equity
Decision: Denied

Jul

Reclassification Decisions – July 31, 2007

No reclassification requests due to annual review of categories.

Jun

Reclassification Decisions – June 28, 2007

No reclassification requests submitted.

May

Reclassification Decisions – May 31, 2007

Fund: Sentry Select Diversified Total Return
Currently: Canadian Income Trusts
Move to: Alternative Strategies
Decision: Approved

Fund: iShares CDN Composite Index Fund
Currently: Canadian Dividend and Equity Income
Move to: Canadian Equity (Pure)
Decision: Approved

Fund: iShares CDN LargeCap 60 Index Fund
Currently: Canadian Dividend and Equity Income
Move to: Canadian Equity (Pure)
Decision: Approved

Apr

Reclassification Decisions – Apr 26, 2007

Fund: Millennia III Global High Income Fund
Currently: International Equity
Move to: Specialty and Miscellaneous
Decision: Approved

Fund: Capital International – Growth & Income
Currently: Canadian Equity
Move to: Canadian Focus Equity
Decision: Approved

Fund: Franklin Templeton Global Growth Portfolio
Currently: Global Balanced
Move to: Global Equity
Decision: Approved

Fund: BonaVista Global Balanced Fund
Currently: Global Balanced
Move to: Canadian Balanced – Equity Focus
Decision: Approved

Fund: Quadrus Fixed Income Corp Class
Currently: Canadian Balanced
Move to: Canadian Bond
Decision: Approved

Fund: Dynamic American Value Fund
Currently: North American Equity
Move to: U.S. Equity
Decision: Denied

Fund: Transamerica Imaxx Canadian Fixed Pay Fund
Currently: Canadian Balanced – Equity Focus
Move to: Canadian Income Balanced
Decision: Denied

Mar

Reclassification Decisions – Mar 22, 2007

Fund: Dynamic Dividend Income Fund
Currently: Canadian Dividend and Equity Income
Move to: Canadian Income Balanced
Decision: Approved

Fund: Franklin Templeton Balanced Income Portfolio
Currently: Global Balanced
Move to: Canadian Balanced
Decision: Approved

Fund: Great-West Life Canadian Equity Investment (G) (DSC & NL)
Currently: Canadian Equity
Move to: Canadian Equity (Pure)
Decision: Approved

Fund: Millennia III Franklin Templeton Quotential Diversified Income Portfolio
Currently: Canadian Balanced
Move to: Canadian Income Balanced
Decision: Approved

Fund: Quadrus Fixed Income Corporate Class
Currently: Canadian Balanced
Move to: Canadian Bond
Decision: Deferred

Feb

Reclassification Decisions – Feb 22, 2007

Fund: CI Harbour Growth & Income Fund
Currently: Canadian Equity
Move to: Canadian Balanced – Equity Focus
Decision: Approved

Fund: Ethical Growth Fund
Currently: Canadian Dividend and Equity Income
Move to: Canadian Equity
Decision: Approved

Fund: Great-West Life Canadian Equity Investment (G) (DSC & NL)
Currently: Canadian Dividend and Equity Income
Move to: Canadian Equity
Decision: Approved

Fund: Great-West Life Dividend Fund (G) (DSC & NL)
Currently: Canadian Equity
Move to: Canadian Dividend and Equity Income
Decision: Approved

Fund: iShares CDN Short Bond Index Fund
Currently: Canadian Bond
Move to: Canadian Short Term Bond and Mortgage
Decision: Denied

Fund: London Life Canadian Equity Fund (LC)
Currently: Canadian Dividend and Equity Income
Move to: Canadian Equity
Decision: Approved

Fund: Mackenzie Sentinel Short-Term Income Fund
Currently: High Yield Bond
Move to: Canadian Short Term Bond and Mortgage
Decision: Approved (Fund is to lose history prior to November 24, 2006)

Fund: MIX World Investment Class
Currently: Global Equity
Move to: International Equity
Decision: Approved

Fund: Quadrus US Growth Sectors Fund (L)
Currently: Science & Technology
Move to: U.S. Equity
Decision: Approved

Fund: Standard Life Aggressive Portrait Portfolio
Currently: Global Balanced – Equity Focus
Move to: Canadian Balanced – Equity Focus
Decision: Denied

Fund: TD North American Dividend Fund
Currently: U.S. Equity
Move to: North American Equity
Decision: Approved (Fund is to lose history prior to December 8, 2006)

Jan

Reclassification Decisions – Jan 25, 2007

Fund: Elliott & Page Global Dividend Fund
Currently: Global Balanced
Move to: Global Equity
Decision: Approved

Fund: Investors Greater China Fund Series A, B, and C
Currently: Asia/Pacific Rim Equity
Move to: Asia ex-Japan Equity
Decision: Approved

Fund: London Life Dividend (LC)
Currently: Canadian Equity (Pure)
Move to: Canadian Dividend and Equity Income
Decision: Approved

Fund: Standard Life Canadian Equity Fund
Currently: Canadian Dividend and Equity Income
Move to: Canadian Equity
Decision: Deferred

Fund: Standard Life Canadian Equity Focus Fund
Currently: Canadian Dividend and Equity Income
Move to: Canadian Equity (Pure)
Decision: Deferred

Fund: Standard Life Canadian Small Cap Fund Series F
Currently: Canadian Equity (Pure)
Move to: Canadian Small Cap Equity
Decision: Approved

Fund: Standard Life Conservative Portrait Portfolio Series E and L
Currently: Canadian Balanced
Move to: Canadian Balanced – Fixed Income Focus
Decision: Approved

Fund: Standard Life Growth Portrait Portfolio Series E and L
Currently: Canadian Balanced
Move to: Global Balanced
Decision: Approved