RECLASSIFICATION RESULTS

Results of Fund Classification Reviews

Select a month to see the results of the Classification Reviews from that meeting:

2017

Mar

Results of Classification Reviews – Mar 23, 2017

Feb

Results of Classification Reviews – Feb 23, 2017

Fund: Dynamic Canadian Asset Allocation Class Series A
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Approved

Fund: Fidelity Balanced Managed Risk Portfolio – Series A
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: Fidelity Conservative Managed Risk Portfolio – Series A
Currently: Global Neutral Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Approved

Fund: Lysander-Canso Bond Fund Series A
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: Mackenzie Unconstrained Bond ETF
Currently: Alternative Strategies
Requested Category: High Yield Fixed Income
CIFSC Decision: Approved

Fund: Mackenzie Unconstrained Fixed Income Fund Series A
Currently: Alternative Strategies
Requested Category: High Yield Fixed Income
CIFSC Decision: Approved

Fund: Portfolio Series Balanced Fund (Class A units)
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: Select 40i60e Managed Portfolio Corporate Class (Class A shares)
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: Symmetry Moderate Growth Portfolio Series A
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: Trimark Canadian Endeavour Fund Series A
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Jan

Results of Classification Reviews – Jan 26, 2017

Fund: Manulife Canadian Focused Fund Advisor Series
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Fund: Heward Equity Fund Class O
Currently: Global Neutral Balanced
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: Heward Canadian Dividend Growth Fund Series O
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Approved

Fund: AlphaDelta Canadian Focused Equity Class – Series A
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Fund: Heward Income Fund Class A
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: Heward Global Leaders Fund Class A
Currently: Global Equity
Requested Category: Global Equity
CIFSC Decision: No Change

2016

Dec

Results of Classification Reviews – Dec 22, 2016

Fund: Caldwell Income Fund Series A
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: AIP Canadian Enhanced Income Class Series A
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Nov

Results of Classification Reviews – Nov 24, 2016

Fund: Connected Wealth Core Income Class Series A
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Approved

Fund: Dynamic Global Strategic Yield Fund Series A
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Denied

Oct

Results of Classification Reviews – Oct 27, 2016

Fund: AIP Canadian Enhanced Income Class Series A
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: SSQ Celestia Conservative GIF Basic
Currently: Canadian Fixed Income Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Approved

Sep

Results of Classification Reviews – Sep 22, 2016

Fund: Canada Life Balanced Allocation Fund (PSG) Generations
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: AIP Canadian Enhanced Income Class Series A
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: Quadrus Diversified Fixed Income Folio Fund Quadrus Series
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Aug

Results of Classification Reviews – Aug 25, 2016

Fund: Renaissance Multi-Asset Global Balanced Private Pool Premium Class
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Denied

Fund: BMO US Put Write ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Income and Real Property
CIFSC Decision: Approved

Fund: Desjardins SocieTerra CleanTech Fund A Class
Currently: Sector Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Approved

Fund: Matco Canadian Equity Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Approved

Jul

Results of Classification Reviews – Jul 28, 2016

Fund: CI Signature Diversified Yield Fund (Class A units)
Currently: Global Neutral Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Deferred

Fund: CI Signature High Income Fund (Class A units)
Currently: Global Neutral Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Deferred

Fund: Renaissance Multi-Asset Global Balanced Income Private Pool Premium Class
Currently: Tactical Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Approved

Fund: Renaissance Multi-Asset Global Balanced Private Pool Premium Class
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Denied

Fund: Sun Daily Interest Fund
Currently: Miscellaneous – Income and Real Property
Requested Category: Canadian Money Market
CIFSC Decision: Approved

Fund: Sun Strategic Income
Currently: Miscellaneous – Income and Real Property
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: NexGen Canadian Cash Tax Managed Fund Regular Series 1151
Currently: Miscellaneous – Income and Real Property
Requested Category: Canadian Money Market
CIFSC Decision: Approved

Fund: Scotia Income Advantage Fund – Series A
Currently: Canadian neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: Purpose Premium Yield Fund – Series A
Currently: Alternative Strategies
Requested Category: Miscellaneous – Income and Real Property
CIFSC Decision: Approved

Jun

Results of Classification Reviews – Jun 23, 2016

Fund: Lysander-Crusader Equity Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: (Purpose) Investment Grade Managed Duration Income Fund
Currently: Canadian Fixed Income
Requested Category: Preferred Share Fixed Income
CIFSC Decision: Denied

Fund: Trimark Global Diversified Income Fund Series A
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

May

Results of Classification Reviews – May 26, 2016

Fund: Lysander-Crusader Equity Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: IA Ecoflex Strategic Equity Income
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Approved

Fund: Russell Mutli-Asset Growth Strategy Class
Currently: Global Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: IA Ecoflextra GS U.S. Equity (Sarbit)
Currently: U.S. Equity
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: Approved

Fund: (Purpose) Investment Grade Managed Duration Income Fund
Currently: Canadian Fixed Income
Requested Category: Preferred Share Fixed Income
CIFSC Decision: Deferred

Apr

Results of Classification Reviews – Apr 28, 2016

Fund: Dynamic Global Value Fund Series A
Currently: Global Small/Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: Russell Multi-Asset Growth Strategy Series B
Currently: Global Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: Dynamic Tactical Bond Private Pool Series F
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Approved

Fund: Dynamic Premium Bond Private Pool Series F
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Approved

Mar

Results of Classification Reviews – Mar 26, 2016

Fund: RBC North American Value Fund
Currently: North American Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Approved

Fund: Redwood Floating Rate Preferred Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Preferred Share Fixed Income
CIFSC Decision: Approved

Fund: Canoe Global Balanced Fund
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Approved

Fund: Excel High Income Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Denied

Fund: BMO Asian Growth and Income Fund
Currently: Asia Pacific Equity
Requested Category: Asia Pacific ex-Japan Equity
CIFSC Decision: Approved

Fund: Manulife Canadian Growth and Income Private Trust
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Approved

Fund: Dynamic Premium Bond Private Pool
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Deferred

Fund: Lissom Owners Fund
Currently: Canadian Equity
Requested Category: Global Equity
CIFSC Decision: Approved

Fund: Lissom Owners RRSP Fund
Currently: Miscellaneous – Other
Requested Category: Global Equity Balanced
CIFSC Decision: Approved

Fund: Lissom Owners Opportunities Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Approved

Feb

Results of Classification Reviews – Feb 25, 2016

Fund: Scotia Canadian Small Cap Fund – Series A
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: Dynamic Power Small Cap Fund Series A
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: Harvest Canadian income & Growth Fund Series A
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Equity Balanced
CIFSC Decision: Denied

Jan

Results of Classification Reviews – Jan 28, 2016

Fund: Matco Canadian Equity Income Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: London Life Smaller Company Fund (Mackenzie)
Currently: Global Small/Mid Cap Equity
Requested Category: North American Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: Great-West Life Smaller Company Fund (Mackenzie)
Currently: Global Small/Mid Cap Equity
Requested Category: North American Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: CC&L Universe Bond Alpha Plus
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

2015

Dec

Results of Classification Reviews – Dec 17, 2015

Fund: Sprott Enhanced Equity Class
Currently: Global Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: London Life Mortgage (Portico)
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Manulife Global Managed Volatility Portfolio
Currently: Global Equity
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: SSQ Lazard Global Infrastructure GIF
Currently: Miscellaneous – Other
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Manulife Canadian Monthly Income Fund & Class
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: London Life Growth Equity (Laketon)
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Quadrus Mid Cap Canada Fund (GWLIM)
Currently: North American Equity
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: LL Harmonized Special Equity
Currently: Global Neutral Balanced
Requested Category: Miscellaneous – Other
CIFSC Decision: Miscellaneous – Other

Fund: Aston Hill Capital Growth Fund
Currently: U.S. Equity
Requested Category: Miscellaneous – Other
CIFSC Decision: Miscellaneous – Other

Nov

Results of Classification Reviews – Nov 26, 2015

Fund: Aston Hill Capital Growth Fund
Currently: U.S. Equity
Requested Category: Miscellaneous – Other
CIFSC Decision: Miscellaneous – Other

Fund: Mackenzie Canadian Money Market Class
Currently: Canadian Synthetic Money Market
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: Sentry Growth and Income Fund
Currently: Global Equity Balanced
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Cambridge High Income Fund
Currently: Global Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Dynamic Value Fund of Canada
Currently: North American Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Denied

Oct

Results of Classification Reviews – Oct 22, 2015

Fund: National Bank Small Cap Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: Dynamic Canadian Dividend Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Sep

Results of Classification Reviews – Sep 24, 2015

Fund: CI U.S. Income Pool
Currently: U.S. Equity
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: GWL Balanced Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: IA Clarington Strategic Equity Income Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Investors Canadian Money Market Class
Currently: Canadian Synthetic Money Market
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: Manulife Growth Opportunities Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Aug

Results of Classification Reviews – Aug 25, 2015

Fund: Aston Hill U.S. Growth Fund
Currently: Alternative Strategies
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Desjardins Global Inflation Linked Bond Fund
Currently: Miscellaneous – Income & Real Property
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: Dynamic Canadian Dividend Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: Fidelity Global Intrinsic Value Class
Currently: Global Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: First Asset Active Credit ETF
Currently: Global Fixed Income
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: RBC U.S. Monthly Income Fund
Currently: Global Neutral Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Denied

Fund: Russell Global Smaller Companies Pool (formerly known as Russell Smaller Companies Pool)
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Global Small /Mid Cap Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: Sun Life MFS Balanced Growth Fund
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Denied

Jul

Results of Classification Reviews – Jul 23, 2015

Fund: AHF Credit Opportunities Fund
Currently: High Yield Fixed Income
Requested Category: Alternative Strategies
CIFSC Decision: Alternative Strategies

Fund: Aston Hill Global Growth & Income Fund
Currently: Alternative Strategies
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Aston Hill Growth & Income Fund
Currently: Alternative Strategies
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Aston Hill Strategic Yield Fund
Currently: Alternative Strategies
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Aston Hill Voya Floating Rate Income Fund
Currently: Alternative Strategies
Requested Category: Floating Rate Loan
CIFSC Decision: Floating Rate Loan

Fund: Desjardins SocieTerra Environment Fund
Currently: Canadian Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: IA Clarington Tactical Bond Class
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Global Fixed Income

Fund: IA Clarington Tactical Bond Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Global Fixed Income

Jun

Results of Classification Reviews – Jun 25, 2015

Fund: Dynamic Corporate Bond Strategies Class
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Dynamic Corporate Bond Strategies Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Dynamic Strategic Bond Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Front Street Global Opportunities Class
Currently: Canadian Focused Small / Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: North American Equity

Fund: Front Street U.S. Equity Class
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: Denied

May

Results of Classification Reviews – May 28, 2015

Fund: IA Clarington Global Opportunities Fund
Currently: Global Small/Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: Yorkville Enhanced Protections Class
Currently: Global Equity
Requested Category: North American Equity
CIFSC Decision: North American Equity

Apr

Results of Classification Reviews – Apr 23, 2015

Fund: IA Clarington Tactical Bond Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: Investors US Dividend Registered Fund
Currently: US Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Meritage Growth Class Portfolio
Currently: Canadian Neutral Balanced (already in Global Neutral Balanced)
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Mar

Results of Classification Reviews – Mar 26, 2015

Fund: RBC Target 2015 Education Fund
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: TD Monthly Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Feb

Results of Classification Reviews – Feb 28, 2015

Fund: Addenda Canadian Diversified Income
Currently: Canadian Fixed Income
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: AGF Income Focus Fund
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Deferred

Fund: Desjardins Ibrix Canadian Equity Focus Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Mackenzie Monthly Income Balanced Fund
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Sun Life Managed Enhanced Income Portfolio
Currently: Global Neutral Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Sun Life Managed Income Portfolio
Currently: Global Neutral Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Jan

Results of Classification Reviews – Jan 29, 2015

 

Fund: IA Clarington Short-Term Income Class
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: RBC Target 2018 Corporate Bond Index ETF (RQF)
Currently: Canadian Fixed Income
Requested Category: Canadian Short-Term Fixed Income
CIFSC Decision: Canadian Short-Term Fixed Income

2014

Dec

Results of Classification Reviews – Dec 18, 2014

Fund: IA Clarington Short-Term Income Class
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Money Market
CIFSC Decision: Denied

Fund: IA Ecoflex Short Term Bonds
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: Sprott Canadian Equity Fund/Class
Currently: Natural Resources Equity
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: Sun Life NWQ Flexible Income Fund
Currently: High Yield Fixed Income
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: TD Retirement Balanced Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Equity Balanced

Fund: TD Retirement Conservative Portfolio
Currently: Canadian Fixed Income Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Equity Balanced

Nov

Results of Classification Reviews – Nov 27, 2014

Fund: GWL Growth & Income (AGF)
Currently: Canadian Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Blanced

Fund: LL Growth & Income (AGF)
Currently: Canadian Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: LON Growth & Income (AGF)
Currently: Canadian Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: TD Retirement Balanced Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Deferred

Fund: TD Retirement Conservative Portfolio
Currently: Canadian Fixed Income Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Deferred

Oct

Results of Classification Reviews – Oct 30, 2014

Fund: Empire Life Emblem Aggressive Portfolio
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Front Street Global Balanced Income Class
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Global Opportunities Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: TD Target Return Conservative Fund
Currently: Tactical Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Deferred

Sep

Results of Classification Reviews – Sep 25, 2014

Fund: Dynamic Active Credit Strategies Private Pool
Currently: Global Fixed Income
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Norrep Global Class
Currently: Global Small / Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: PIMCO Monthly Income Fund
Currently: Global Fixed Income
Requested Category: Alternative Strategies
CIFSC Decision: Deferred

Fund: TD Canadian Blue Chip Equity Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Aug

Results of Classification Reviews – Aug 28, 2014

Fund: Antares Total Equity Pool Fund
Category Placement: Alternative Strategies

Fund: BlackRock Active Canadian Equity
Category Placement: Canadian Equity

Fund: Crystal Wealth ACM Growth
Category Placement: Global Equity

Fund: Crystal Wealth ACM Income
Category Placement: Canadian Neutral Balanced

Fund: DFS Beutel Goodman Fundamental Canadian Equity Fund
Category Placement: Canadian Equity

Fund: DFS BlackRock Global Real Estate Index
Category Placement: Real Estate Equity

Fund: DFS Hexavest Global Equities Hedged
Category Placement: Global Equity

Fund: Euro Banc Capital Securities Trust
Category Placement: Tactical Balanced

Fund: Fiera North American Market Neutral II
Category Placement: North American Equity

Fund: Fiera Private Infrastructure Fund
Category Placement: Miscellaneous – Income and Real Property

Fund: FirstAsset Hamilton Capital European Banks ETF
Category Placement: Financial Services Equity

Fund: Franklin Global Small-Mid Cap Fund
Category Placement: Global Small/Mid Cap Equity

Fund: JP Morgan Emerging Markets Fund
Category Placement: Emerging Markets Equity

Fund: KFL Partner’s Fund LP
Category Placement: Alternative Strategies

Fund: Lightwater Nimble Fund
Category Placement: Alternative Strategies

Fund: Manulife Global Dividend Fund
Category Placement: Global Equity

Fund: Manulife Global Strategic Balanced Yield Fund
Category Placement: Global Neutral Balanced

Fund: Manulife U.S. Regional Bank Trust
Category Placement: Financial Services Equity

Fund: MLI Multi-Manager Balanced
Category Placement: Global Equity Balanced

Fund: MLI Multi-Manager Canadian Bond
Category Placement: Canadian Fixed Income

Fund: MLI Multi-Manager Cdn Large Cap Core
Category Placement: Canadian Equity

Fund: MLI Multi-Manager Cdn Large Cap Growth
Category Placement: Canadian Equity

Fund: MLI Multi-Manager Cdn Large Cap Value
Category Placement: Canadian Equity

Fund: MLI Multi-Manager Cdn Small Cap Equity
Category Placement: Canadian Small/Mid Cap Equity

Fund: MLI Multi-Manager Global Equity
Category Placement: Global Equity

Fund: MLI Multi-Manager International Equity
Category Placement: International equity

Fund: MLI Multi-Manager U.S. Equity
Category Placement: U.S. Equity

Fund: PH&N LifeTime 2050 Fund
Category Placement: 2025+ Target Date Portfolio

Fund: RBC European Dividend Fund
Category Placement: European Equity

Fund: Sprott Bridging Income Fund
Category Placement: Alternative Strategies

Fund: TriDelta High Income Balanced
Category Placement: Global Neutral Balanced

Fund: Venator Partners Fund LP
Category Placement: Alternative Strategies

Jul

Results of Classification Reviews – Jul 24, 2014

Fund: Aston Hill Canadian Total Return Fund
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Crystal Enlightened Income Fund
Currently: Miscellaneous – Income & Real Property
Requested Category: High Yield Fixed Income
CIFSC Decision: Deferred

Fund: Fidelity Global Balanced Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Global Balanced Income Class
Currently: Global Equity Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Deffered

Fund: Front Street Global Opportunities Class
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Front Street U.S. Equity Class (formerly Front Street Value Class)
Currently: Miscellaneous – Other
Requested Category: North American Equity
CIFSC Decision: North American Equity

Fund: Mackenzie Investment Grade Floating Rate Fund
Currently: Global Fixed Income
Requested Category: Canadian Short-Term Fixed Income
CIFSC Decision: Canadian Short-Term Fixed Income

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Russell Global Unconstrained Bond Pool (formerly known as Russell Core Plus Fixed Income Pool)
Currently: Canadian Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: Sionna Opportunities Fund
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Jun

Results of Classification Reviews – Jun 26, 2014

Fund: Aston Hill Canadian Total Return Fund
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Focused Equity
CIFSC Decision: Deferred

Fund: Aston Hill Capital Growth
Currently: Alternative Strategies
Requested Category: US Equity
CIFSC Decision: U.S. Equity

Fund: Aurion Income Opportunities Fund
Currently: Alternative Strategies
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: CIBC Managed Aggressive Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Franklin Mutual US Shares Fund
Currently: Global Equity
Requested Category: US Equity
CIFSC Decision: U.S. Equity

Fund: Manulife Canadian Bond Plus Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Matco Energy Fund
Currently: Natural Resources Equity
Requested Category: Energy Equity
CIFSC Decision: Energy Equity

Fund: Redwood Pension Class Fund
Currently: Natural Resources
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

May

Results of Classification Reviews – May 29, 2014

Fund: Aston Hill Capital Growth Fund
Currently: Alternative Strategies
Requested Category: U.S. Equity
CIFSC Decision: Denied

Fund: Meritas Strategic Income Fund
Currently: Canadian Money Market
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Russell Multi-Asset Growth & Income
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Apr

Results of Classification Reviews – Apr 24, 2014

Fund: Aston Hill Short-Term Income Fund
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: Exemplar Leaders Fund
Currently: Alternative Strategies
Requested Category: North American Equity
CIFSC Decision: Canadian Focused Equity

Fund: Manulife Canadian Bond Plus Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: Russell Multi-Asset Growth & Income
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Mar

Results of Classification Reviews – Mar 27, 2014

Fund: Allegro Moderate Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Alto Moderate Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Global Opportunities Class
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Denied

Fund: Manulife Canadian Bond Plus Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: Manulife Vaue Balanced Fund
Currently: Global Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Marquest Focus Fund
Currently: Alternative Strategies
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend and Income Equity
CIFSC Decision: Denied

Fund: NEI Ethical Balanced Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Sun Life Granite Aggressive Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Sun Life Granite Balanced Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Sun Life Granite Conservative Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Sun Life Granite Growth Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Sun Life Granite Moderate Seg
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Trimark Canadian Endeavour Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Denied

Feb

Results of Classification Reviews – Feb 27, 2014

Fund: Brandes Corporate Focus Bond Fund (Hedged/Unhedged)
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: Front Street Global Opportunities Class
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: Investment Partners Fund
Currently: Global Equity
Requested Category: Canadian Balanced
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Manulife Balanced Income Private Trust/Pool
Currently: Canadian Fixed Income Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Manulife Global Managed Volatility Fund
Currently: Global Equity
Requested Category: Global Balanced
CIFSC Decision: Tactical Balanced

Fund: Purpose High Interest Savings ETF (PSA)
Currently: Miscellaneous – Income & Real Property
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: Purpose Tactical Hedged Equity Fund ETF (PHE)
Currently: Alternative Strategies
Requested Category: U.S. Equity
CIFSC Decision: Alternative Strategies

Fund: RBC Target 2017 Corporate Bond Index ETF (RQE)
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Jan

Results of Classification Reviews – Jan 23, 2014

Fund: Symmetry Conservative Income Portfolio Class
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

2013

Dec

Results of Classification Reviews – Dec 19, 2013

Fund: O’Leary Global Dividend Fund
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Nov

Results of Classification Reviews – Nov 28, 2013

Fund: Trapeze Value Class
Currently: North American Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Oct

Results of Classification Reviews – Oct 24, 2013

Fund: Allegro Moderate Conservative Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Alto Moderate Conservative Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Aston Hill Capital Growth Class
Currently: North American Equity
Requested Category: Alternative Strategies
CIFSC Decision: Alternative Strategies

Fund: Dynamic Investment Grade Floating Rate Fund
Currently: Global Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: Dynamic Short Term Bond Fund
Currently: Global Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: iProfile Canadian Equity Pool
Currently: Miscellaneous – Undisclosed
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: iProfile Emerging Markets Pool
Currently: Miscellaneous – Undisclosed
Requested Category: Emerging Markets Equity
CIFSC Decision: Emerging Markets Equity

Fund: iProfile Fixed Income Pool
Currently: Miscellaneous – Undisclosed
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: iProfile International Equity Pool
Currently: Miscellaneous – Undisclosed
Requested Category: International Equity
CIFSC Decision: International Equity

Fund: NexGen Corporate Bond Registered fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Renaissance Canadian Growth Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Renaissance Canadian Monthly Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Trapeze Value Class
Currently: North American Equity
Requested Category: Global Equity
CIFSC Decision: Deferred

Sep

Results of Classification Reviews – Sep 26, 2013

Fund: Mackenzie Global Small Cap Growth Class
Currently: North American Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: Mackenzie U.S. Growth Class
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Trapeze Value Class
Currently: Canadian Focused Equity
Requested Category: Global Equity
CIFSC Decision: North American Equity

Aug

Results of Classification Reviews – Aug 22, 2013

Fund: BMO Global Dividend Fund
Currently: U.S. Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: BMO Tactical Dividend ETF Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Fidelity NorthStar Currency Neutral Class
Currently: Global Equity
Requested Category: Global Small/Mid Cap Equity
CIFSC Decision: Global Small/Mid Cap Equity

Fund: Leith Wheeler Income Advantage Fund
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Manulife Dollar Cost Averaging Fund
Currently: Canadian Synthetic Money Market
Requested Category: Miscellaneous – Other
CIFSC Decision: Miscellaneous – Other

Fund: Palos Equity Income Fund – Series A
Currently: Alternative Strategies
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Focused Equity

Jul

Results of Classification Reviews – Jul 23, 2013

Fund: Franklin Income Fund
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Global Opportunities Class
Currently: Miscellaneous – Other
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Front Street Growth and Income Class
Currently: Alternative Strategies
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Manulife Canadian Stock Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Manulife Diversified Income Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Jun

Results of Classification Reviews – Jun 26, 2013

Fund: Dynamic Blue Chip US Balanced Class
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Front Street Diversified Income Class
Currently: Miscellaneous – Other
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Deferred

Fund: Front Street Global Opportunities Class
Currently: Miscellaneous – Other
Requested Category: Global Equity
CIFSC Decision: Denied

Fund: Zechner High Income Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Neutral Balanced Fund
CIFSC Decision: Canadian Neutral Balanced

Fund: LDIC North American Energy Infrastructure Fund (Class A and F)
Currently: Natural Resource Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Deferred

Fund: Sionna Canadian Equity Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

May

Results of Classification Reviews – May 23, 2013

Fund: Capital International – Canadian Core Plus Fixed Income
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Dynamic Income Growth Opportunities Class
Currently: Canadian Focused Equity
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Franklin Bissett Canadian All Cap Balanced Fund
Currently: Canadian Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: NEI Northwest Emerging Markets Fund
Currently: International Equity
Requested Category: Emerging Markets Equity
CIFSC Decision: Emerging Markets Equity

Apr

Results of Classification Reviews – Apr 25, 2013

Fund: IA Clarington Sarbit Activist Opportunities Class
Currently: Canadian Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Manulife Balanced Equity Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Manulife Balanced Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: RBC Private Canadian Corporate Bond Pool
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Private Canadian Growth and Income Equity Pool
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Westwood Global Dividend Fund
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Mar

Results of Classification Reviews – Apr 25, 2013

Fund: IA Clarington Sarbit Activist Opportunities Class
Currently: Canadian Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Manulife Balanced Equity Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Manulife Balanced Private Pool
Currently: Canadian Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: RBC Private Canadian Corporate Bond Pool
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Private Canadian Growth and Income Equity Pool
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Westwood Global Dividend Fund
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Feb

Results of Classification Reviews – Feb 28, 2013

Fund: Altamira Preferred Equity Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: NEI Ethical Canadian Dividend Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Russell Focused Canadian Equity Class
Currently: U.S. Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Jan

Results of Classification Reviews – Jan 22, 2013

Fund: Fidelity U.S. Monthly Income Fund
Currently: U.S. Equity
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: First Asset Resource Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Natural Resources Equity
CIFSC Decision: Natural Resources Equity

Fund: Norrep US Class
Currently: U.S. Small/Mid Cap Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: SLI Canadian Value Equity Pooled
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

2012

Dec

Results of Classification Reviews – Dec 20, 2012

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small / Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Russell LifePoints Fixed Income Portfolio
Currently: Canadian Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Nov

Results of Classification Reviews – Nov 22, 2012

Fund: MIDDLEFIELD CANADIAN DIVIDEND GROWTH CLASS
Currently: Natural Resources Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Middlefiled Canadian High Yiled Class
Currently: Canadian Equity Balanced
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Standard Life Balanced
Currently: Canadian Neutral Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Equity Balanced

Fund: Fidelity Asset Allocation Private Pool
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Fidelity Asset Allocation Currency Neutral
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Oct

Results of Classification Reviews – Oct 25, 2012

Fund: Canoe Canadian Equity Class
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Fidelity Concentrated Value Private Pool
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Sep

Results of Classification Reviews – Sep 27, 2012

Fund: BMO Enhanced Equity Income Fund Series A
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: BMO Target Enhanced yield Series A
Currently: Tactical Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Mackenzie Universal Canadian Shield Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Matrix Covered Call Canadian Banks Plus Corp Class Fund
Currently: Alternative Strategy
Requested Category: Financial Services Equity
CIFSC Decision: Financial Services Equity

Fund: Professionals’ Balanced Growth Fund
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Aug

Results of Classification Reviews – Aug 23, 2012

Fund: O’Leary Canadian Bond Yield Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: NexGen Corporate Bond Fund
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Canoe Energy Income Class
Currently: Canadian Equity Balanced
Requested Category: Natural resources Equity
CIFSC Decision: Natural resources Equity

Fund: Aston Hill Strategic Yield
Currently: High Yield Fixed Income
Requested Category: Alternative Strategies
CIFSC Decision: Alternative Strategies

Jul

Results of Classification Reviews – Jul 26, 2012

Fund: O’Leary US Strategic Yield Fund
Currently: U.S. Equity
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: O’Leary Canadian Bond Yield Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Deferred

Fund: BMO Emerging Markets Bond hedged to CAD Index ETF
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Denied

Fund: Trimark Global Endeavour Fund
Currently: Global Small/Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Jun

Results of Classification Reviews – Jun 28, 2012

Fund: Aston Hill Growth & Income
Currently: Global Neutral Balanced
Requested Category: Alternative Strategies
CIFSC Decision: Alternative Strategies

Fund: Aston Hill Strategic Yield
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Deferred

Fund: BMO Laddered Corporate Bond Fund
Currently: Canadian Fixed Income
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: DynamicEdge Conservative Class Portfolio
Currently: Canadian Equity Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: DynamicEdge Defensive Portfolio
Currently: Canadian Fixed Income Balanced
Requested Category: Global Fixed Income Balanced
CIFSC Decision: Global Fixed Income Balanced

Fund: Trimark Diversified Yield Class
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

May

Results of Classification Reviews – May 24, 2012

Fund: Aston Hill Growth & Income
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Denied

Fund: C.F.G. Heward Canadian Dividend Growth
Currently: Misc – Undisclosed Holdings
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Professionals Balanced Fund
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Trimark Canadian Opportunity Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Apr

Results of Classification Reviews – Apr 26, 2012

Fund: Castlerock Canadian Growth Companies
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: CC&L Balanced Growth
Currently: Canadian Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: CC&L Diversified Income
Currently: Canadina Fixed Income Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: CC&L Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Crystal Enlightened Resource & Precious Metal Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Precious Metals Equity
CIFSC Decision: Precious Metals Equity

Fund: Empire Balanced Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Empire Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Empire Moderate Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Mar

Results of Classification Reviews – Mar 23, 2012

Fund: Business Cycle Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Horizons BetaPro COMEX Gold Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons BetaPro COMEX Lng Gold/Sh Silv
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro COMEX Long Sivler/Short Gold ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro COMEX Silver Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons BetaPro Long Crude Oil/Short Natual Gas ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro NYMEX Crude Oil Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons BetaPro NYMEX Long Nat Gas/Short Oil ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Leveraged
CIFSC Decision: Denied

Fund: Horizons BetaPro NYMEX Natural Gas Inverse ETF
Currently: Alternative Strategies
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Denied

Fund: Horizons Enhanced Inc Energy ETF
Currently: Alternative Strategies
Requested Category: Natural Resources Equity
CIFSC Decision: Denied

Fund: Horizons Enhanced Income Gold Producers ETF
Currently: Alternative Strategies
Requested Category: Precious Metals Equity
CIFSC Decision: Denied

Fund: Horizons Floating Rate Bond ETF
Currently: Miscellaneous – Income & Real Property
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Denied

Fund: Horizons Gartman ETF Comm
Currently: Miscellaneous – Other
Requested Category: Global Equity
CIFSC Decision: Alternative Strategy

Fund: Horizons Income Plus ETF Comm
Currently: Alternative Strategies
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: Horizons S&P/TSX 60 130/130 ETF
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Horizons S&P/TSX 60 Equal Weight ETF
Currently: Alternative Strategies
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Horizons Seasonal Rotation ETF Comm
Currently: Alternative Strategies
Requested Category: Miscellaneous – Sector Equity
CIFSC Decision: Denied

Fund: Horizons U.S. Dollar Currency ETF
Currently: Miscellaneous – Other
Requested Category: U.S. Money Market
CIFSC Decision: Denied

Fund: IA Clarington Strategic Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Mackenzie Cundill Canadian Balanced
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Manulife Global Small Cap Balanced Fund
Currently: Global Small/Mid Cap Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: MGS Advantage
Currently: Miscellaneous – Other
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Fund: RBC Short Term Income Class
Currently: Canadian Short Term Fixed Income
Requested Category: Canadian Money Market
CIFSC Decision: Canadian Money Market

Feb

Results of Classification Reviews – Feb 23, 2012

Fund: Business Cycle Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deffered

Fund: Mackenzie Cundill American Class
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: Approved

Fund: Mackenzie Sentinel Global Bond Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Approved

Fund: Quotential Balanced Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Trimark Canadian Plus Dividend Class
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Approved

Jan

Results of Classification Reviews – Jan 26, 2012

Fund: Crystal Wealth Strategic Yield Media Fund
Currently: Miscellaneous – Other
Requested Category: High Yield Fixed Income
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: Greystone Real Estate
Currently: Miscellaneous – Other
Requested Category: Miscellaneous – Income & Real Property
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: IA Global Real Estate (BNP Paribas)
Currently: Miscellaneous – Other
Requested Category: Miscellaneous – Income & Real Property
CIFSC Decision: Miscellaneous – Income & Real Property

Fund: Ideal Corporate High Yield Bond Fund (will be rename Ideal Corporate Bond Fund in February 2012)
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Ideal Dividend Income Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Ideal Moderate Portfolio
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Ideal Select Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Mackenzie Maxxum All-Canadian Equity Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Mackenzie Universal All-Canadian Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Pender Balanced Fund
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Pender Canadian Equity Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: RBC Target 2013 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2014 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2015 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2016 Corporate Bond ETF
Currently: 2015 Target Date Portfolio
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: RBC Target 2017 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Target 2018 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Target 2019 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: RBC Target 2020 Corporate Bond ETF
Currently: 2020 Target Date Portfolio
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Russell Global High Income Bond Pool
Currently: Global Fixed Income
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Russell LifePoints Conservative Income Portfolio
Currently: Canadian Equity
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Russell LifePoints Fixed Income Portfolio
Currently: Canadian Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Standard Life Real Estate
Currently: Miscellaneous – Other
Requested Category: Miscellaneous – Income & Real Property
CIFSC Decision: Miscellaneous – Income & Real Property

2011

Dec

Results of Classification Reviews – Dec 15, 2011

Fund: Acuity Fixed Income
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: ASTRA Celestia Aggressive
Currently: Canadian Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: ASTRA Celestia Balanced
Currently: Canadian Equity
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: BlueBay Global Monthly Income Fund
Currently: Global Fixed Income
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Manulife Strategic Income
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: RBC North American Dividend Fund
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Sun Life BlackRock Canadian Equity Fund
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Nov

Results of Classification Reviews – Nov 24, 2011

Fund: ASTRA Celestia Growth
Currently: Canadian Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: Canoe ‘GO CANADA’ Canadian Asset Allocation CL A
Currently: Canadian Equity Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Leith Wheeler Income Advantage Fund
Currently: Canadan Fixed Income
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Mac Symmetry Registered Fixed Income
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Montrusco Bolton Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: Nexgen Canadian Cash Tax Managed Fund
Currently: Alternative Strategies
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Synthetic Money Market

Fund: Omega Preferred Equity Fund
Currently: Canadian Dividend & Income Equity
Requested Category: High Yield Fixed Income
CIFSC Decision: Deferred

Fund: Russell Smaller Companies Pool
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Oct

Results of Classification Reviews – Oct 27, 2011

Fund: IA Clarington Strategic Equity Income Fund
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Denied

Fund: IA Clarington Strategic Income Fund
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: Mackenzie Saxon Dividend Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Meritas Income & Growth Portfolio
Currently: Canadian Neutral Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Pinnacle Income (Pooled Fund) MFID 108717
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Sep

Results of Classification Reviews – Sep 22, 2011

Fund: Bissett Canadian High Dividend Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: Canadian Energy Convertible Debenture Fund
Currently: Miscellaneous – Other
Requested Category: Canadian Fixed Income
CIFSC Decision: Miscellaneous – Income and Real Property

Fund: OceanRock Balanced Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Aug

Results of Classification Reviews – Aug 25, 2011

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Scotia Income Advantage Fund
Currently: Global Neutral Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Jul

Results of Classification Reviews – Jul 28, 2011

Fund: BMO Emerging Market Bond Hedged to CAD Index ETF
Currently: Miscellaneous – Income & Real Property
Requested Category: Global Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: BMO Precious Metals Commodities Index ETF
Currently: Precious Metals Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: Caldwell Global Financial Services Fund
Currently: Miscellaneous – Sector Equity
Requested Category: Financial Services Equity
CIFSC Decision: Financial Services Equity

Fund: Creststreet Alternative Energy Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Alternative Strategies

Fund: Creststreet Resource Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Natural Resources Equity
CIFSC Decision: Natural Resources Equity

Fund: Manulife Canadian Opportunities Balanced Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Meritas International Equity Fund
Currently: Global Equity
Requested Category: International Equity
CIFSC Decision: International Equity

Fund: Meritas Monthly Dividend and Income Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: OceanRock Canadian Equity
Currently: Canadian Dividend & Income Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: OceanRock Growth & Income Portfolio
Currently: Global Neutral Balanced
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: OceanRock Growth Portfolio
Currently: Global Neutral Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: OceanRock Income & Growth Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: OceanRock International Equity Fund
Currently: Global Equity
Requested Category: International Equity
CIFSC Decision: International Equity

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Jun

Results of Classification Reviews – Jun 23, 2011

Fund: Canada Life Managed S-35
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Canadian Neutral Balanced

Fund: Exemplar Canadian Focus Portfolio
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Fidelity Balanced Income Currency Neutral Private Pool
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Fidelity Balanced Income Private Pool
Currently: Global Fixed Income
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Fidelity ClearPath 2005 Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Formula Growth Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: U.S. Small/Mid Cap Equity
CIFSC Decision: U.S. Small/Mid Cap Equity

Fund: Hillsdale Canadian Core Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Hillsdale Enhanced Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Alternative Strategies

Fund: Hillsdale Global Long/Short Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Alternative Strategies
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Jov Conservative ETF Portfolio
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Tactical Balanced

Fund: Jov Growth ETF Portfolio
Currently: Tactical Balanced
Requested Category: Global Equity Balanced
CIFSC Decision: Tactical Balanced

Fund: Jov Income & Growth ETF Portfolio
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Tactical Balanced

Fund: Mac Focus All-Canadian Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Mac Ivy All-Canadian Class
Currently: Canadian Focused Equity
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Northwest Specialty Innovations Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Science & Technology Equity
CIFSC Decision: Canadian Focused Small/Mid Cap Equity

Fund: Redwood Diversified Equity Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Redwood Diversified Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Standard Life Global Monthly Income
Currently: Global Neutral Balanced
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

May

Results of Classification Reviews – May 26, 2011


Fund: Canada Life Managed S-35
Currently: Global Equity Balanced
Requested Category: Canadian Neutral Balanced
CIFSC Decision: Denied

Fund: Creststreet Alternative Energy Fund
Currently: Miscellaneous – Sector Equity
Requested Category: Canadian Focused Small/Mid Cap Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Creststreet Dividend & Income Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Fund: Creststreet Resource Fund
Currently: Canadian Equity
Requested Category: Natural Resources Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Exemplar Canadian Focus Portfolio
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: Exemplar Global Opportunities Portfolio
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Fidelity Tactical Strategies Fund
Currently: Tactical Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Denied

Fund: Harbour Growth & Income Fund
Currently: Canadian Focused Equity
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Hillsdale Canadian Core Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: Hillsdale Enhanced Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Deferred

Fund: Hillsdale Global Long/Short Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Alternative Strategies
CIFSC Decision: Deferred

Fund: Matrix International Balanced Fund
Currently: Global Fixed Income Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: O’Leary Canadian Bond Yield Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: RBC Canadian Equity Income Fund
Currently: Canadian Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Apr

Results of Classification Reviews – Apr 28, 2011

Fund: BMO Agriculture Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: BMO Base Metals Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: BMO Energy Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: BMO Precious Metals Commodities Index ETF
Currently: Miscellaneous – Sector Equity
Requested Category: Precious Metals Equity
CIFSC Decision: Miscellaneous – Commodity

Fund: Crystal Enhanced Mortgage Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Short Term Fixed Income
CIFSC Decision: Canadian Short Term Fixed Income

Fund: IFM Monitored World Equity
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: Invesco Intactive Balanced Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Global Neutral Balanced

Fund: Jarislowsky Fraser Select Canadian Equity Fund
Currently: Canadian Equity
Requested Category: Canadian Focused Equity
CIFSC Decision: Canadian Focused Equity

Fund: Matrix International Balanced Fund
Currently: Global Fixed Income Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: deferred

Fund: Norrep Income Growth Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity Balanced
CIFSC Decision: Canadian Equity Balanced

Fund: OceanRock US Equity Fund
Currently: Global Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Omega Consensus American Equity Fund
Currently: U.S. Small/Mid Cap Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Small/Mid Cap Equity

Fund: Palos Equity Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Equity Balanced
CIFSC Decision: Deferred

Fund: Standard Life Corporate High Yield Bond Fund
Currently: High Yield Fixed Income
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: The Investment Partners Fund
Currently: Canadian Equity
Requested Category: Global Equity
CIFSC Decision: Global Equity

Mar

Results of Classification Reviews – Mar 24, 2011

Fund: Investment Partners Fund
Currently: Canadian Equity
Requested Category: Global Equity
CIFSC Decision: Miscellaneous – Undisclosed Holdings

Fund: Matrix International Balanced Fund
Currently: Global Fixed Income Balanced
Requested Category: Global Neutral Balanced
CIFSC Decision: Deferred

Feb

Results of Classification Reviews – Feb 24, 2011

Fund: AGF Canadian Growth Equity Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity
CIFSC Decision: Denied

Fund: Bissett Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: Bissett U.S. Focus Corporate Class
Currently: North American Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Bodnar Canadian Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Bodnar Fixed Income Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Fixed Income
CIFSC Decision: Canadian Fixed Income

Fund: Desjardins Dividend Growth Fund
Currently: Canadian Focused Equity
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Denied

Fund: FI Capital Canadian Small Cap Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Canadian Small/Mid Cap Equity

Fund: FI Capital SRI (Socially Responsible Fund) Canadian Equity Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: FI Capital SRI (Socially Responsible Invts.) Enhanced Income Fund
Currently: Miscellaneous – Undisclosed Holdings
Requested Category: Canadian Equity
CIFSC Decision: Canadian Equity

Fund: Invesco Emerging Markets Debt Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income

Fund: National Bank Multiple Asset Class basket Private Pool
Currently: Canadian Equity
Requested Category: Global Equity Balanced
CIFSC Decision: Global Equity Balanced

Fund: National Bank US Growth Income Basket Private Pool
Currently: International Equity
Requested Category: U.S. Equity
CIFSC Decision: U.S. Equity

Fund: Norrep Income Growth Class
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Equity Balanced
CIFSC Decision: Denied

Fund: Sprott Diversified Yield Fund
Currently: Miscellaneous – Income and Real Property
Requested Category: High Yield Fixed Income
CIFSC Decision: High Yield Fixed Income

Fund: Sprott Tactical Balanced Fund
Currently: Canadian Focused Small/Mid Cap Equity
Requested Category: Tactical Balanced
CIFSC Decision: Tactical Balanced

Fund: Webb Enhanced Income Fund
Currently: Alternative Strategies
Requested Category: Canadian Dividend & Income Equity
CIFSC Decision: Canadian Dividend & Income Equity

Jan

Results of Classification Reviews – Jan 27, 2011

Fund: Acuity Fixed Income Fund
Currently: Canadian Fixed Income Balanced
Requested Category: Canadian Fixed Income
CIFSC Decision: Denied

Fund: CI Signature Gold Corporate Class A
Currently: Precious Metals Equity
Requested Category: Miscellaneous – Commodity
CIFSC Decision: Miscellaneous – Commodity

Fund: CIBC Managed Aggressive Growth Portfolio
Currently: Global Equity Balanced
Requested Category: Global Equity
CIFSC Decision: Global Equity

Fund: CIBC Managed Income Plus Portfolio
Currently: Global Fixed Income Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Claymore Advantaged High Yield Bond ETF
Currently: Miscellaneous – Income and Real Property
Requested Category: High Yield Fixed Income
CIFSC Decision: Deferred

Fund: Claymore Global Monthly Advantaged Dividend ETF
Currently: Canadian Small/Mid Cap Equity
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: Fidelity Income Allocation Fund
Currently: Canadian Equity Balanced
Requested Category: Canadian Fixed Income Balanced
CIFSC Decision: Canadian Fixed Income Balanced

Fund: Front Street Small Cap Fund
Currently: Miscellaneous – Other
Requested Category: Canadian Small/Mid Cap Equity
CIFSC Decision: Natural Resources Equity

Fund: OceanRock Canadian Equity Fund
Currently: Global Equity
Requested Category: Canadian Equity
CIFSC Decision: Deferred

Fund: OceanRock International Equity Fund
Currently: Global Equity
Requested Category: Global Equity
CIFSC Decision: Deferred

Fund: OceanRock US Equity
Currently: Global Equity
Requested Category: U.S. Equity
CIFSC Decision: Deferred

Fund: RBC Canadian Equity Income Fund
Currently: Canadian Small/Mid Cap Equity
Requested Category: Canadian Income Trust Equity
CIFSC Decision: Canadian Equity

Fund: RBC Global Corporate Bond Fund
Currently: High Yield Fixed Income
Requested Category: Global Fixed Income
CIFSC Decision: Global Fixed Income